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Warberg Asset Management LLC - Portfolio Stock Holdings

Warberg Asset Management LLC disclosed 154 stock positions in a recent SEC 13F filing. $51,689,192 of stock holdings were filed, with the largest holdings including CLM, CORZW, and STXS. This filing represented positions held on March 31, 2026, and was filed on May 7, 2026.

We estimate the fund has a total AUM of $805,869,280 and has 10 employees, per a recent ADV filing. Most of the fund’s AUM appears to come from pooled investment vehicles.

Report Period:

March 31, 2026

No. of Stocks:

154

Est. Stock Holding Value:

$51,689,192

Top Stock Holdings By Sector

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Portfolio Stock Holdings - Warberg Asset Management LLC

Stock
Holdings (Shares)
Holdings (USD)
% of Portfolio
Change (Shares)
Change (USD)
% Change

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Portfolio Options Holdings - Warberg Asset Management LLC

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Type
Holdings (Contracts)
Holdings (USD)
Change (Contracts)
Change (Value)

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Note: Options holding values may be affected by fund filing errors.