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Warberg Asset Management LLC - Portfolio Stock Holdings

Warberg Asset Management LLC disclosed 143 stock positions in a recent SEC 13F filing. $74,776,843 of stock holdings were filed, with the largest holdings including NN, CLM, and CORZW. This filing represented positions held on June 30, 2026, and was filed on Aug. 11, 2026.

We estimate the fund has a total AUM of $805,869,280 and has 10 employees, per a recent ADV filing. Most of the fund’s AUM appears to come from pooled investment vehicles.

Report Period:

June 30, 2026

No. of Stocks:

143

Est. Stock Holding Value:

$74,776,843

Top Stock Holdings By Sector

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Portfolio Stock Holdings - Warberg Asset Management LLC

Stock
Holdings (Shares)
Holdings (USD)
% of Portfolio
Change (Shares)
Change (USD)
% Change

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Portfolio Options Holdings - Warberg Asset Management LLC

Stock
Type
Holdings (Contracts)
Holdings (USD)
Change (Contracts)
Change (Value)

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Note: Options holding values may be affected by fund filing errors.