-
FORT WORTH TEX INDPT SCH DIST ULTD TAX REF AND SCH BLDG BDS 2016 5% 2/15/27
GS
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Feb. 11, 2019
|
Jan. 02, 2019
|
-
|
-
|
-
AMARILLO TEX WTRWKS & SWR SYS REV REV BDS 2017 5% 4/1/27
GS
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Feb. 11, 2019
|
Jan. 02, 2019
|
-
|
-
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
ST
|
Purchase
$250,001 - $500,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 27, 2018
|
-
|
-111.26%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
ST
|
Purchase
$250,001 - $500,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 27, 2018
|
-
|
127.91%
|
MIC
MACQUARIE INFRASTRUCTURE CORPORATION
ST
|
Purchase
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 27, 2018
|
-
|
-147.80%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
ST
|
Purchase
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 21, 2018
|
-
|
145.97%
|
AMAT
APPLIED MATERIALS, INC.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 10, 2018
|
-
|
257.94%
|
CLB
CORE LABORATORIES N.V.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 10, 2018
|
-
|
-149.90%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
ST
|
Purchase
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 10, 2018
|
-
|
121.65%
|
WY
WEYERHAEUSER COMPANY
ST
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 10, 2018
|
-
|
-54.20%
|
-
WAUKEE IOWA SWR REV BDS 2018C 5% 6/1/26
GS
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 10, 2018
|
-
|
-
|
-
DALLAS CNTY IOWA GO CAP LN NTS 2018A 3% 6/1/26
GS
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 10, 2018
|
-
|
-
|
-
GROSSE POINTE MICH UNLTD TAX GO BDS 2018 5% 10/1/24
GS
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 10, 2018
|
-
|
-
|
AZO
AUTOZONE, INC.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 06, 2018
|
-
|
131.14%
|
-
GROSSE POINTE MICH UNLTD TAX GO BDS 2018 5% 10/1/24
GS
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 06, 2018
|
-
|
-
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
ST
|
Purchase
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 05, 2018
|
-
|
115.65%
|
WBT
WELBILT, INC.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 03, 2018
|
-
|
30.29%
|
BV
BRIGHTVIEW HOLDINGS, INC.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 14, 2019
|
Dec. 02, 2018
|
-
|
-102.05%
|
BV
BRIGHTVIEW HOLDINGS, INC.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Dec. 12, 2018
|
Nov. 21, 2018
|
-
|
-108.57%
|
IEZ
ISHARES U.S. OIL EQUIPMENT & SERVICES ETF
ST
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Dec. 12, 2018
|
Nov. 21, 2018
|
-
|
-96.98%
|
SLB
SCHLUMBERGER N.V.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Dec. 12, 2018
|
Nov. 21, 2018
|
-
|
-71.19%
|
DORM
DORMAN PRODUCTS, INC.
ST
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Dec. 12, 2018
|
Nov. 13, 2018
|
-
|
-79.01%
|
ABT
ABBOTT LABORATORIES
ST
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Dec. 12, 2018
|
Nov. 05, 2018
|
-
|
-19.87%
|
NRZ
NEW RESIDENTIAL INVESTMENT CORP.
ST
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Dec. 12, 2018
|
Nov. 05, 2018
|
-
|
-87.37%
|
-
HAWAII ST GO BDS DT 5% 11/1/18
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Dec. 12, 2018
|
Nov. 01, 2018
|
-
|
-
|
BV
BRIGHTVIEW HOLDINGS, INC.
ST
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Nov. 09, 2018
|
Oct. 23, 2018
|
-
|
-109.75%
|
LW
LAMB WESTON HOLDINGS, INC.
ST
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Nov. 09, 2018
|
Oct. 10, 2018
|
-
|
-27.58%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
ST
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Nov. 09, 2018
|
Oct. 02, 2018
|
-
|
84.44%
|
ADBE
ADOBE INC.
ST
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 13, 2018
|
Sep. 20, 2018
|
-
|
72.25%
|
AN
AUTONATION, INC.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Oct. 13, 2018
|
Sep. 20, 2018
|
-
|
149.27%
|
BABA
ALIBABA GROUP HOLDING LIMITED AMERICAN DEPOSITARY SHARES EACH REPRESENTING ONE ORDINARY SHARE
ST
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 13, 2018
|
Sep. 20, 2018
|
-
|
-113.29%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
ST
|
Purchase
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
Oct. 13, 2018
|
Sep. 20, 2018
|
-
|
-92.68%
|
BV
BRIGHTVIEW HOLDINGS, INC.
ST
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Oct. 13, 2018
|
Sep. 20, 2018
|
-
|
-111.70%
|
IPGP
IPG PHOTONICS CORPORATION
ST
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 13, 2018
|
Sep. 20, 2018
|
-
|
-95.62%
|
MMM
3M COMPANY
ST
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 13, 2018
|
Sep. 20, 2018
|
-
|
-108.76%
|
RCL
ROYAL CARIBBEAN CRUISES LTD.
ST
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 13, 2018
|
Sep. 20, 2018
|
-
|
-65.61%
|
THO
THOR INDUSTRIES, INC.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Oct. 13, 2018
|
Sep. 20, 2018
|
-
|
-39.26%
|
WRK
WESTROCK COMPANY
ST
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 13, 2018
|
Sep. 20, 2018
|
-
|
-84.37%
|
-
PROVO CITY UTAH WASTEWATER REV REV BDS 2015A 5% 2/1/23
GS
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Sep. 14, 2018
|
Aug. 28, 2018
|
-
|
-
|
CBRE
CBRE GROUP INC COMMON STOCK CLASS A
ST
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Sep. 14, 2018
|
Aug. 27, 2018
|
-
|
13.50%
|
IPGP
IPG PHOTONICS CORPORATION
ST
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Sep. 14, 2018
|
Aug. 27, 2018
|
-
|
-99.70%
|
NKE
NIKE, INC.
ST
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Sep. 14, 2018
|
Aug. 27, 2018
|
-
|
-18.64%
|
OZM
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC CLASS A SHARES REPRESENTING CLASS A LIMITED LIABILITY COMPANY INTERESTS
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Sep. 14, 2018
|
Aug. 24, 2018
|
-
|
990.25%
|
-
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC CLASS A SHARES S S (PARTIAL) 08/23/2018 09/01/2018 $15,001 - $50,000
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Sep. 14, 2018
|
Aug. 23, 2018
|
-
|
-
|
OZM
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC CLASS A SHARES REPRESENTING CLASS A LIMITED LIABILITY COMPANY INTERESTS
ST
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Sep. 14, 2018
|
Aug. 22, 2018
|
-
|
972.46%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
ST
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Sep. 14, 2018
|
Aug. 16, 2018
|
-
|
-98.36%
|
AAPL
APPLE INC.
ST
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Aug. 13, 2018
|
Jul. 18, 2018
|
-
|
247.36%
|
AMZN
AMAZON.COM, INC.
ST
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Aug. 13, 2018
|
Jul. 18, 2018
|
-
|
-3.81%
|
RCL
ROYAL CARIBBEAN CRUISES LTD.
ST
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Aug. 13, 2018
|
Jul. 18, 2018
|
-
|
-57.01%
|
TJX
TJX COMPANIES, INC.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Aug. 13, 2018
|
Jul. 18, 2018
|
-
|
20.70%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
ST
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Aug. 13, 2018
|
Jul. 06, 2018
|
-
|
-101.88%
|
-
DALLAS CNTY IOWA GO CAP LN NTS 2018A 3% 6/1/26
GS
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 21, 2018
|
-
|
-
|
-
WAUKEE IOWA SWR REV BDS 2018C 5% 6/1/26
GS
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 19, 2018
|
-
|
-
|
-
TRUSSVILLE ALA GO WTS 2014A 5% 10/1/21 S
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
WASHINGTON ST VAR PURP G.O. BDS 1998-C 5.5% 7/1/23 S
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
WEST BLOOMFIELD TWP MICH REC FAC CAP IMPT BDS 2008 5% 5/1/21 S
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
MC KINNEY TEX GO REF AND IMPT BDS 2016 5% 8/15/24 S
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
GROESBECK PARK DRAIN DRAINAGE DIST MICH LTD TAX 3% 5/1/22
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
BUTLER CNTY OHIO SWR SYS REV RFDG 2% 12/1/20 S
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
GROESBECK PARK DRAIN DRAINAGE DIST MICH LTD TAX 3% 5/1/22 S
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
OAKLAND CNTY MICH BLDG AUTH BLDG AUTH BDS 2015 3% 11/1/23
GS
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
WEST BLOOMFIELD TWP MICH REC FAC CAP IMPT BDS 2008 5% 5/1/21
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
MC KINNEY TEX GO REF AND IMPT BDS 2016 5% 8/15/24
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
WASHINGTON ST VAR PURP G.O. BDS 1998-C 5.5% 7/1/23
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
TRUSSVILLE ALA GO WTS 2014A 5% 10/1/21
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
TEXAS ST GO MOBILITY FUND REF BDS 2014 5% 10/1/24
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
TEXAS ST GO MOBILITY FUND REF BDS 2014 5% 10/1/24 S
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
BUTLER CNTY OHIO SWR SYS REV RFDG 2% 12/1/20
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 12, 2018
|
Jun. 01, 2018
|
-
|
-
|
-
ANKENY IOWA WTR REV BDS 2018 5% 6/1/25
GS
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 30, 2018
|
-
|
-
|
AMAT
APPLIED MATERIALS, INC.
ST
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 29, 2018
|
-
|
112.85%
|
MMM
3M COMPANY
ST
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 29, 2018
|
-
|
-118.31%
|
THO
THOR INDUSTRIES, INC.
ST
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 29, 2018
|
-
|
-58.36%
|
NXPI
NXP SEMICONDUCTORS N.V.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 24, 2018
|
-
|
24.59%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
ST
|
Purchase
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 11, 2018
|
-
|
-104.75%
|
-
COPPELL TEX INDPT SCH DIST ULTD TAX SCH BLDG BDS 2016 5% 8/15/26
GS
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 07, 2018
|
-
|
-
|
-
TEXAS A&M UNIV PERM UNIV FD PERM UNIV FUND BDS 2009 5% 7/1/26
GS
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 07, 2018
|
-
|
-
|
HHC
HOWARD HUGHES CORPORATION
ST
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 03, 2018
|
-
|
-109.38%
|
MSG
THE MADISON SQUARE GARDEN COMPANY CLASS A COMMON STOCK
ST
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 03, 2018
|
-
|
-13.16%
|
-
WALLED LAKE MICH CONS SCH DIST SCH BLDG AND SITE BDS 2014 5% 5/1/27
GS
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 03, 2018
|
-
|
-
|
-
TRENTON MICH PUB SCHS SCH DIST SCH BLDG AND SITE BDS 2008 4.75% 5/1/18
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 01, 2018
|
-
|
-
|
-
ST JOHNS MICH PUB SCHS REF BDS 2014 4% 5/1/18
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 01, 2018
|
-
|
-
|
-
HUDSONVILLE MICH PUB SCHS BLDG AND SIT BDS 2011 5% 5/1/18
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 08, 2018
|
May. 01, 2018
|
-
|
-
|
ARCC
ARES CAPITAL CORPORATION - CLOSED END FUND
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 30, 2018
|
-
|
-48.91%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
ST
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 30, 2018
|
-
|
-112.13%
|
AGN
ALLERGAN PLC ORDINARY SHARES
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 27, 2018
|
-
|
9.38%
|
LW
LAMB WESTON HOLDINGS, INC.
ST
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 10, 2018
|
-
|
-15.34%
|
MIC
MACQUARIE INFRASTRUCTURE CORPORATION
ST
|
Purchase
$250,001 - $500,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 09, 2018
|
-
|
-140.66%
|
-
NORTH TEX MUN WTR DIST TEX SYS REV REV REF AND IMPT BDS 2016 5% 9/1/25 S
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 09, 2018
|
-
|
-
|
-
NORTH TEX MUN WTR DIST TEX SYS
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 09, 2018
|
-
|
-
|
-
KING CNTY WASH PUB HOSP DIST NO 002 REF BDS EVERGREEN HEALTHCARE 2013 4% 12/1/20
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 09, 2018
|
-
|
-
|
-
KING CNTY WASH PUB HOSP DIST NO 002 REF BDS EVERGREEN HEALTHCARE 2013 4% 12/1/20 S
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 09, 2018
|
-
|
-
|
-
MICHIGAN ST ENVIRONMENTAL PROG- SER A 5% 12/1/25
GS
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 05, 2018
|
-
|
-
|
AMZN
AMAZON.COM, INC.
ST
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 02, 2018
|
-
|
36.06%
|
CBRE
CBRE GROUP INC COMMON STOCK CLASS A
ST
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 02, 2018
|
-
|
-0.86%
|
TMO
THERMO FISHER SCIENTIFIC INC
ST
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 02, 2018
|
-
|
62.26%
|
-
BARRY CNTY MICH RFDG-MED CARE FAC 3% 4/1/18
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 02, 2018
|
-
|
-
|
-
NORTH DAKOTA ST UNIV REF HSG AND AUXILLIARY FAC REF BDS 2015A 3% 4/1/18
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 02, 2018
|
-
|
-
|
-
LAPEER CNTY MICH LTD TAX-CAP IMPT 4% 4/1/18
GS
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 14, 2018
|
Apr. 02, 2018
|
-
|
-
|
AMAT
APPLIED MATERIALS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Apr. 13, 2018
|
Mar. 28, 2018
|
-
|
96.03%
|
THO
THOR INDUSTRIES, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Apr. 13, 2018
|
Mar. 28, 2018
|
-
|
-81.07%
|
-
WASHTENAW MICH CMNTY COLLEDGE LTD TAX GO REF BDS 2015 4% 4/1/22
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Apr. 13, 2018
|
Mar. 07, 2018
|
-
|
-
|
AGN
ALLERGAN PLC ORDINARY SHARES
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Mar. 12, 2018
|
Feb. 28, 2018
|
-
|
17.36%
|
TJX
TJX COMPANIES, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Mar. 12, 2018
|
Feb. 28, 2018
|
-
|
45.99%
|
WY
WEYERHAEUSER COMPANY
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Mar. 12, 2018
|
Feb. 28, 2018
|
-
|
-81.49%
|
AMZN
AMAZON.COM, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Mar. 12, 2018
|
Feb. 27, 2018
|
-
|
27.27%
|
THO
THOR INDUSTRIES, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Mar. 12, 2018
|
Feb. 27, 2018
|
-
|
-82.94%
|
-
SUGAR LAND TEX GO REF BDS DTD 11/1/14 5% 2/15/18
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Mar. 12, 2018
|
Feb. 15, 2018
|
-
|
-
|
DPZ
DOMINO'S PIZZA INC
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 26, 2018
|
-
|
21.58%
|
-
OAKLAND CNTY MICH EVERGREEN FARMINGTON SEW DISP SYS NORTH EVERGREEN 3% 10/01/23
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 26, 2018
|
-
|
-
|
OZM
OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC CLASS A SHARES REPRESENTING CLASS A LIMITED LIABILITY COMPANY INTERESTS
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 17, 2018
|
-
|
695.39%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
None
|
Purchase
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 16, 2018
|
-
|
72.10%
|
AAPL
APPLE INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
276.47%
|
ACN
ACCENTURE PLC CLASS A ORDINARY SHARES
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
45.04%
|
ADBE
ADOBE SYSTEMS INCORPORATED
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
147.16%
|
AGN
ALLERGAN PLC ORDINARY SHARES
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
4.40%
|
AMAT
APPLIED MATERIALS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
110.79%
|
AMT
AMERICAN TOWER CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-10.36%
|
AN
AUTONATION, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
69.23%
|
ANSS
ANSYS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
20.64%
|
AOS
A.O. SMITH CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-46.19%
|
AZO
AUTOZONE, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
166.99%
|
BABA
ALIBABA GROUP HOLDING LIMITED AMERICAN DEPOSITARY SHARES EACH REPRESENTING ONE ORDINARY SHARE
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-127.17%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Purchase
$250,001 - $500,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-102.72%
|
BLK
BLACKROCK, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-31.53%
|
CB
CHUBB LIMITED
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-12.53%
|
CBG
CBRE GROUP INC COMMON STOCK CLASS A
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
7.66%
|
CE
CELANESE CORPORATION CELANESE CORPORATION SERIES A
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-38.63%
|
CLB
CORE LABORATORIES N.V.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-150.57%
|
DORM
DORMAN PRODUCTS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-61.29%
|
EWBC
EAST WEST BANCORP, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-63.65%
|
HD
HOME DEPOT, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
0.63%
|
LW
LAMB WESTON HOLDINGS, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
7.65%
|
MA
MASTERCARD INCORPORATED
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
88.32%
|
MSFT
MICROSOFT CORPORATION
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
252.08%
|
NKE
NIKE, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
13.65%
|
NXPI
NXP SEMICONDUCTORS N.V.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
14.67%
|
SLB
SCHLUMBERGER N.V.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-103.00%
|
SYF
SYNCHRONY FINANCIAL
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-75.95%
|
TJX
TJX COMPANIES, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
62.14%
|
TXN
TEXAS INSTRUMENTS INCORPORATED
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-26.27%
|
UNH
UNITEDHEALTH GROUP INCORPORATED COMMON STOCK
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
74.87%
|
WRK
WESTROCK COMPANY
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-106.10%
|
WY
WEYERHAEUSER COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 12, 2018
|
-
|
-78.04%
|
AMAT
APPLIED MATERIALS, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 08, 2018
|
-
|
96.18%
|
NXPI
NXP SEMICONDUCTORS N.V.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2018
|
Jan. 08, 2018
|
-
|
14.26%
|
CLB
CORE LABORATORIES N.V.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 20, 2017
|
-
|
-154.27%
|
NKE
NIKE, INC.
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 20, 2017
|
-
|
10.75%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Sale
$250,001 - $500,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 11, 2017
|
-
|
-112.78%
|
AGN
ALLERGAN PLC ORDINARY SHARES
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 08, 2017
|
-
|
4.82%
|
AGN
ALLERGAN PLC ORDINARY SHARES
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 08, 2017
|
-
|
4.82%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 08, 2017
|
-
|
-113.44%
|
CLB
CORE LABORATORIES N.V.
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 08, 2017
|
-
|
-155.70%
|
SLB
SCHLUMBERGER N.V.
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 08, 2017
|
-
|
-96.60%
|
-
PLYMOUTH CHARTER TWP MICH BDS 2017 4% 7/1/26
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 07, 2017
|
-
|
-
|
-
NORTHSIDE TEX INDPT SCH DIST UNLIMITED TAX REF BDS 2017 5% 8/25/25
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 06, 2017
|
-
|
-
|
DORM
DORMAN PRODUCTS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 04, 2017
|
-
|
-63.37%
|
-
GREEVILLE CNTY S C SCH DIST INSTALLMENT PUR REV RFDG-BLDG EQUITY SOONER 5.5% 12/1/17
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 10, 2018
|
Dec. 01, 2017
|
-
|
-
|
-
TOLEDO OHIO WTRWKS REV RFDG IMPT 4% 11/15/2017
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Dec. 14, 2017
|
Nov. 15, 2017
|
-
|
-
|
-
AUBURN HILLS MICH CAP IMPT LTD TAX GO BDS 2017 3% 6/1/2024
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Dec. 14, 2017
|
Nov. 02, 2017
|
-
|
-
|
-
HONOLULU HAWAII CITY & CNTY RFDG-SER B 5% 11/01/2017
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Dec. 14, 2017
|
Nov. 01, 2017
|
-
|
-
|
-
TEXAS ST RFDG-TRANSN COMMN-MOBILITY FD 5% 10/1/2024
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Dec. 14, 2017
|
Nov. 01, 2017
|
-
|
-
|
BABA
ALIBABA GROUP HOLDING LIMITED AMERICAN DEPOSITARY SHARES EACH REPRESENTING ONE ORDINARY SHARE
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Nov. 13, 2017
|
Oct. 30, 2017
|
-
|
-139.58%
|
NXPI
NXP SEMICONDUCTORS N.V.
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Nov. 13, 2017
|
Oct. 30, 2017
|
-
|
5.35%
|
CE
CELANESE CORPORATION CELANESE CORPORATION SERIES A
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Nov. 13, 2017
|
Oct. 06, 2017
|
-
|
-50.01%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 26, 2017
|
-
|
59.13%
|
BABA
ALIBABA GROUP HOLDING LIMITED AMERICAN DEPOSITARY SHARES EACH REPRESENTING ONE ORDINARY SHARE
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 25, 2017
|
-
|
-142.39%
|
ADI
ANALOG DEVICES, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
33.06%
|
BDX
BECTON, DICKINSON AND COMPANY
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-64.32%
|
CLX
CLOROX COMPANY
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-75.62%
|
ES
EVERSOURCE ENERGY
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-86.39%
|
EV
EATON VANCE CORPORATION
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-1.60%
|
FDS
FACTSET RESEARCH SYSTEMS INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
78.62%
|
FRT
FEDERAL REALTY INVESTMENT TRUST
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-104.16%
|
FV
FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
1.91%
|
GD
GENERAL DYNAMICS CORPORATION
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-61.83%
|
GWW
W.W. GRAINGER, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
270.62%
|
HRS
HARRIS CORPORATION
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
25.99%
|
K
KELLOGG COMPANY
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-99.90%
|
PAYX
PAYCHEX, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
22.92%
|
PII
POLARIS INDUSTRIES INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-100.96%
|
PSX
PHILLIPS 66
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-45.23%
|
SCG
SCANA CORPORATION
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-13.81%
|
SJM
J.M. SMUCKER COMPANY
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-70.56%
|
SYY
SYSCO CORPORATION
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-46.31%
|
VFC
V.F. CORPORATION
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-155.48%
|
WEC
WEC ENERGY GROUP, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Oct. 14, 2017
|
Sep. 22, 2017
|
-
|
-52.48%
|
LC
LENDINGCLUB CORPORATION
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Sep. 20, 2017
|
Aug. 14, 2017
|
-
|
-163.03%
|
ANSS
ANSYS, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Sep. 20, 2017
|
Aug. 07, 2017
|
-
|
44.00%
|
-
MINNESOTA ST RFDG-ST VAR PURP-SER D 4.000% 9/29/10
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Sep. 20, 2017
|
Aug. 01, 2017
|
-
|
-
|
CBG
CBRE GROUP INC COMMON STOCK CLASS A
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Aug. 10, 2017
|
Jul. 20, 2017
|
-
|
14.87%
|
CE
CELANESE CORPORATION CELANESE CORPORATION SERIES A
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Aug. 10, 2017
|
Jul. 20, 2017
|
-
|
-42.57%
|
-
DALWORTHINGTON GARDENS TEX RFDG & IMPT 3% 2/01/24
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Aug. 10, 2017
|
Jul. 20, 2017
|
-
|
-
|
-
NORTH TEX MUN WTR DIST TEX WTR SYS REV RFDG IMPT 5% 9/01/25
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Aug. 10, 2017
|
Jul. 12, 2017
|
-
|
-
|
-
SOUTH CAROLINA ST PUB SVC AUTH REV RFDG-OBLIG-SER B 4% 12/01/19
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Aug. 10, 2017
|
Jul. 11, 2017
|
-
|
-
|
-
MCKINNEY TEX RFDG & IMPT 5% 8/15/24
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Aug. 10, 2017
|
Jul. 05, 2017
|
-
|
-
|
-
CARMEL IND REDEV AUTH CNTY OPT INCOME TAX LEASE RENT REV RFDG-SER B 5% 7/01/17
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Aug. 10, 2017
|
Jul. 03, 2017
|
-
|
-
|
-
GARFIELD CNTY COLO SCH DIST NO 16 SER A 5% 12/01/24
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 26, 2017
|
-
|
-
|
-
KELLOG MICH CMNTY COLLEGE LTD TAX- COLLEGE BLDG & SITE 3% 04/01/25
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 20, 2017
|
-
|
-
|
AAPL
APPLE INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
350.71%
|
ACN
ACCENTURE PLC CLASS A ORDINARY SHARES
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
76.43%
|
ADBE
ADOBE SYSTEMS INCORPORATED
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
252.65%
|
AGN
ALLERGAN PLC ORDINARY SHARES
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-37.02%
|
AMZN
AMAZON.COM, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
113.36%
|
AN
AUTONATION, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
134.23%
|
ANSS
ANSYS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
45.41%
|
AOS
A.O. SMITH CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-51.42%
|
AZO
AUTOZONE, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
242.15%
|
BLK
BLACKROCK, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-11.89%
|
CB
D/B/A CHUBB LIMITED NEW
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-36.62%
|
CBG
CBRE GROUP INC COMMON STOCK CLASS A
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
22.08%
|
CE
CELANESE CORPORATION CELANESE CORPORATION SERIES A
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-31.60%
|
CLB
CORE LABORATORIES N.V.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-171.52%
|
DORM
DORMAN PRODUCTS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-95.00%
|
EWBC
EAST WEST BANCORP, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-72.52%
|
GOOG
ALPHABET INC. - CLASS C CAPITAL STOCK
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
98.85%
|
GOOGL
ALPHABET INC. - CLASS A
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
90.34%
|
HD
HOME DEPOT, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
19.68%
|
LC
LENDINGCLUB CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-164.37%
|
LW
LAMB WESTON HOLDINGS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
32.87%
|
MA
MASTERCARD INCORPORATED
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
147.87%
|
MMM
3M COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-139.36%
|
MSFT
MICROSOFT CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
343.98%
|
NKE
NIKE, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
23.47%
|
ROP
ROPER TECHNOLOGIES, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
45.90%
|
SLB
SCHLUMBERGER N.V.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-117.01%
|
SYF
SYNCHRONY FINANCIAL
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-67.85%
|
TJX
TJX COMPANIES, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
55.04%
|
TMO
THERMO FISHER SCIENTIFIC INC
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
91.97%
|
TXN
TEXAS INSTRUMENTS INCORPORATED
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
7.31%
|
UNH
UNITEDHEALTH GROUP INCORPORATED COMMON STOCK
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
112.89%
|
WBT
WELBILT, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-41.68%
|
WRK
WESTROCK COMPANY
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-116.12%
|
WY
WEYERHAEUSER COMPANY
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 14, 2017
|
-
|
-97.17%
|
-
WELLS FARGO STRATEGIC MUNICIPAL BD INST CLASS
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 13, 2017
|
-
|
-
|
WBT
WELBILT, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 12, 2017
|
-
|
-42.95%
|
AINV
APOLLO INVESTMENT CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 07, 2017
|
-
|
38.74%
|
NRZ
NEW RESIDENTIAL INVESTMENT CORP.
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 07, 2017
|
-
|
-100.81%
|
AMJ
JPMORGAN CHASE CAPITAL XVI JP MORGAN ALERIAN MLP ETN
None
|
Sale
$250,001 - $500,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 05, 2017
|
-
|
-104.90%
|
-
HERNANDO CNTY FLA WTR & SWR RFDG-SER A 4% 06/01/17
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jul. 14, 2017
|
Jun. 01, 2017
|
SECURITY REDEMPTION
|
-
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
None
|
Sale
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 16, 2017
|
-
|
87.43%
|
AAPL
APPLE INC.
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
311.00%
|
ACN
ACCENTURE PLC CLASS A ORDINARY SHARES
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
84.07%
|
ADBE
ADOBE SYSTEMS INCORPORATED
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
251.54%
|
AGN
ALLERGAN PLC ORDINARY SHARES
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-37.31%
|
AINV
APOLLO INVESTMENT CORPORATION - CLOSED END FUND
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
32.91%
|
AMZN
AMAZON.COM, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
115.99%
|
AN
AUTONATION, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
143.93%
|
ANSS
ANSYS, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
46.64%
|
AOS
A.O. SMITH CORPORATION
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-47.36%
|
ARCC
ARES CAPITAL CORPORATION - CLOSED END FUND
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-69.64%
|
AZO
AUTOZONE, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
193.01%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-139.86%
|
BLK
BLACKROCK, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-0.51%
|
CB
D/B/A CHUBB LIMITED NEW
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-29.51%
|
CBG
CBRE GROUP INC COMMON STOCK CLASS A
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
23.62%
|
CE
CELANESE CORPORATION CELANESE CORPORATION SERIES A
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-28.60%
|
CLB
CORE LABORATORIES N.V.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-174.73%
|
CVS
CVS HEALTH CORPORATION
None
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-98.46%
|
DORM
DORMAN PRODUCTS, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-102.17%
|
EWBC
EAST WEST BANCORP, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-68.10%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
None
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
82.92%
|
GOOG
ALPHABET INC. - CLASS C CAPITAL STOCK
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
99.85%
|
GOOGL
ALPHABET INC. - CLASS A
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
89.67%
|
HD
HOME DEPOT, INC.
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
15.72%
|
LC
LENDINGCLUB CORPORATION
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-168.15%
|
LW
LAMB WESTON HOLDINGS, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
43.39%
|
MA
MASTERCARD INCORPORATED
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
156.88%
|
MMM
3M COMPANY
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-139.48%
|
MSFT
MICROSOFT CORPORATION
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
355.10%
|
NKE
NIKE, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
23.78%
|
ROP
ROPER TECHNOLOGIES, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
49.49%
|
SLB
SCHLUMBERGER N.V.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-124.01%
|
SRCL
STERICYCLE, INC.
None
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-134.20%
|
SYF
SYNCHRONY FINANCIAL
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-61.61%
|
TJX
TJX COMPANIES, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
40.02%
|
TMO
THERMO FISHER SCIENTIFIC INC
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
92.54%
|
TXN
TEXAS INSTRUMENTS INCORPORATED
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
0.77%
|
UNH
UNITEDHEALTH GROUP INCORPORATED COMMON STOCK
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
128.73%
|
WBT
WELBILT, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-48.70%
|
WHR
WHIRLPOOL CORPORATION
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-132.48%
|
WRK
WESTROCK COMPANY
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-115.56%
|
WY
WEYERHAEUSER COMPANY
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-98.52%
|
-
ROYAL OAK MICH RFDG-LTD TAX-CAP IMPT 3.000% 10/1/24
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
RHODE IS HEALTH & EDL BLDG CORP PUB SCHS REV BD FING PG-NEWPORT-SER C 5.000% 5/15/20
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
ROYAL OAK MICH RFDG-LTD TAX-CAP IMPT 3.000% 10/1/24
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
WHITEHALL MICH DIST SCHS RFDG 4.000% 5/1/22
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
ROYAL OAK MICH RFDG-LTD TAX-CAP IMPT 3.000% 10/1/24
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
ROYAL OAK MICH RFDG-LTD TAX-CAP IMPT 3.000% 10/1/24
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
RHODE IS HEALTH & EDL BLDG CORP PUB SCHS REV BD FING PG-NEWPORT-SER C 5.000% 5/15/20
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
RHODE IS HEALTH & EDL BLDG CORP PUB SCHS REV BD FING PG-NEWPORT-SER C 5.000% 5/15/20
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
WHITEHALL MICH DIST SCHS RFDG 4.000% 5/1/22
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
CLARKSTON MICH CMNTY SCHS RFDG 5.000% 5/1/24
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
RHODE IS HEALTH & EDL BLDG CORP PUB SCHS REV BD FING PG-NEWPORT-SER C 5.000% 5/15/20
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
OTTOWA CNTY MICH RFDG-SEW DISP- JAMESTOWN CHARTER 4.000% 6/1/24
None
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
KENTWOOD MICH PUB SCHS SCH BLDG & SITE 5.000% 5/1/24
None
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
CLARKSTON MICH CMNTY SCHS RFDG 5.000% 5/1/24
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 15, 2017
|
-
|
-
|
-
VIRGINIA ST RES AUTH INFRASTRUCTURE REV ST MORAL-VA POOLED FING PROF SER A 4.000% 11/1/25
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 11, 2017
|
-
|
-
|
-
ASPEN COLO CTFS PARTN 5.000% 12/1/25
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 10, 2017
|
-
|
-
|
ARCC
ARES CAPITAL CORPORATION - CLOSED END FUND
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 08, 2017
|
-
|
-71.14%
|
SYF
SYNCHRONY FINANCIAL
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 08, 2017
|
-
|
-67.83%
|
LCI
LANNETT CO INC
None
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 01, 2017
|
-
|
-171.05%
|
WBT
WELBILT, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jun. 14, 2017
|
May. 01, 2017
|
-
|
-52.90%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Sale
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
May. 12, 2017
|
Apr. 20, 2017
|
-
|
-142.28%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
None
|
Purchase
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
May. 12, 2017
|
Apr. 20, 2017
|
-
|
98.27%
|
AMCX
AMC NETWORKS INC. - CLASS A
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
May. 12, 2017
|
Apr. 11, 2017
|
-
|
-165.97%
|
LW
LAMB WESTON HOLDINGS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
May. 12, 2017
|
Apr. 07, 2017
|
-
|
38.97%
|
SYF
SYNCHRONY FINANCIAL
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Apr. 12, 2017
|
Mar. 28, 2017
|
-
|
-90.98%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Purchase
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
Apr. 12, 2017
|
Mar. 14, 2017
|
-
|
-142.67%
|
GILD
GILEAD SCIENCES, INC.
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Apr. 12, 2017
|
Mar. 06, 2017
|
-
|
-81.04%
|
LW
LAMB WESTON HOLDINGS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Apr. 12, 2017
|
Mar. 06, 2017
|
-
|
56.04%
|
ANSS
ANSYS, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Mar. 14, 2017
|
Feb. 22, 2017
|
-
|
89.25%
|
LW
LAMB WESTON HOLDINGS, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Mar. 14, 2017
|
Feb. 16, 2017
|
-
|
56.79%
|
UNH
UNITEDHEALTH GROUP INCORPORATED COMMON STOCK
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Mar. 14, 2017
|
Feb. 16, 2017
|
-
|
139.70%
|
ACRE
ARES COMMERCIAL REAL ESTATE CORPORATION
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Mar. 14, 2017
|
Feb. 09, 2017
|
-
|
-124.23%
|
AINV
APOLLO INVESTMENT CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Mar. 14, 2017
|
Feb. 09, 2017
|
-
|
40.90%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Mar. 14, 2017
|
Feb. 09, 2017
|
-
|
-147.41%
|
ADBE
ADOBE SYSTEMS INCORPORATED
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Feb. 15, 2017
|
Jan. 24, 2017
|
-
|
334.03%
|
-
BUTLER CNTY OHIO SWR SYS REV RFDG 2.000% 12/01/20
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 23, 2016
|
BUTLER CNTY OHIO SWR SYS REV RFDG 2.000% 12/01/20
|
-
|
-
BERKLEY MICH SCH DIST SCH BLDG & SITE 5.000%
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 23, 2016
|
BERKLEY MICH SCH DIST SCH BLDG & SITE 5.000%
|
-
|
-
FLORIDA ST ED SYS UNIV SYS IMPT REV RFDG-SER A
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 23, 2016
|
FLORIDA ST ED SYS UNIV SYS IMPT REV RFDG-SER A
|
-
|
-
BUTLER CNTY OHIO SWR SYS REV RFDG 2.000% 12/01/20
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 23, 2016
|
BUTLER CNTY OHIO SWR SYS REV RFDG 2.000% 12/01/20
|
-
|
-
KALAMAZOO VALLEY MICH CMNTY COLLEGE DIST
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 23, 2016
|
KALAMAZOO VALLEY MICH CMNTY COLLEGE DIST
|
-
|
AINV
APOLLO INVESTMENT CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
43.88%
|
ARCC
ARES CAPITAL CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
-78.44%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
-148.99%
|
BLK
BLACKROCK, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
-13.53%
|
CLB
CORE LABORATORIES N.V.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
-187.90%
|
CVS
CVS HEALTH CORPORATION
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
-108.72%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
119.57%
|
HHC
HOWARD HUGHES CORPORATION
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
-127.57%
|
MSG
THE MADISON SQUARE GARDEN COMPANY CLASS A COMMON STOCK
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
8.64%
|
SLB
SCHLUMBERGER N.V.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
-146.13%
|
SRCL
STERICYCLE, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
-139.45%
|
TMO
THERMO FISHER SCIENTIFIC INC
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
-
|
145.15%
|
-
MARYSVILLE MICH PUB SCHS DIST RFDG-SER A 5.000%
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 21, 2016
|
MARYSVILLE MICH PUB SCHS DIST RFDG-SER A 5.000%
|
-
|
-
MICHIGAN ST RFDG- ENVIRONMENTAL PROG-SER B
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 20, 2016
|
MICHIGAN ST RFDG-ENVIRONMENTAL PROG-SER B
|
-
|
-
SAINT JOHNS MICH PUB SCHS RFDG- SER A 4.000%
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 19, 2016
|
SAINT JOHNS MICH PUB SCHS RFDG-SER A 4.000%
|
-
|
ACRE
ARES COMMERCIAL REAL ESTATE CORPORATION
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 13, 2016
|
-
|
-129.88%
|
AINV
APOLLO INVESTMENT CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 13, 2016
|
-
|
35.33%
|
ARCC
ARES CAPITAL CORPORATION - CLOSED END FUND
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 13, 2016
|
-
|
-79.28%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 13, 2016
|
-
|
115.04%
|
AAPL
APPLE INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
487.39%
|
ACN
ACCENTURE PLC CLASS A ORDINARY SHARES
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
69.27%
|
ACRE
ARES COMMERCIAL REAL ESTATE CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-132.23%
|
ACRE
ARES COMMERCIAL REAL ESTATE CORPORATION
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-132.23%
|
ACRE
ARES COMMERCIAL REAL ESTATE CORPORATION
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-132.23%
|
AGN
ALLERGAN PLC ORDINARY SHARES
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-28.18%
|
AGN
ALLERGAN PLC ORDINARY SHARES
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-28.18%
|
AINV
APOLLO INVESTMENT CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
34.78%
|
AINV
APOLLO INVESTMENT CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
34.78%
|
AINV
APOLLO INVESTMENT CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
34.78%
|
AMCX
AMC NETWORKS INC. - CLASS A
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-167.82%
|
AMZN
AMAZON.COM, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
184.33%
|
AMZN
AMAZON.COM, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
184.33%
|
AN
AUTONATION, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
79.28%
|
ANSS
ANSYS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
99.69%
|
AOS
A.O. SMITH CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-48.84%
|
ARCC
ARES CAPITAL CORPORATION - CLOSED END FUND
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-84.45%
|
ARCC
ARES CAPITAL CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-84.45%
|
ARCC
ARES CAPITAL CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-84.45%
|
AVGO
BROADCOM LIMITED - ORDINARY SHARES
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
326.48%
|
AZO
AUTOZONE, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
123.04%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-153.87%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-153.87%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-153.87%
|
BLK
BLACKROCK, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-12.73%
|
BLK
BLACKROCK, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-12.73%
|
CB
D/B/A CHUBB LIMITED NEW
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-35.77%
|
CBG
CBRE GROUP INC COMMON STOCK CLASS A
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
26.11%
|
CE
CELANESE CORPORATION CELANESE CORPORATION SERIES A
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-33.46%
|
CLB
CORE LABORATORIES N.V.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-188.75%
|
DORM
DORMAN PRODUCTS, INC.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-106.22%
|
DORM
DORMAN PRODUCTS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-106.22%
|
FB
FACEBOOK, INC. - CLASS A
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-14.96%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
118.55%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
118.55%
|
GILD
GILEAD SCIENCES, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-96.00%
|
GOOG
ALPHABET INC. - CLASS C CAPITAL STOCK
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
142.69%
|
GOOG
ALPHABET INC. - CLASS C CAPITAL STOCK
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
142.69%
|
GOOGL
ALPHABET INC. - CLASS A
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
130.62%
|
GOOGL
ALPHABET INC. - CLASS A
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
130.62%
|
HD
HOME DEPOT, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
39.03%
|
LC
LENDINGCLUB CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-177.71%
|
LCI
LANNETT CO INC
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-180.30%
|
MA
MASTERCARD INCORPORATED
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
195.52%
|
MMM
3M COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-146.01%
|
MSFT
MICROSOFT CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
398.39%
|
NKE
NIKE, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
21.34%
|
NXPI
NXP SEMICONDUCTORS N.V.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
16.08%
|
ROP
ROPER TECHNOLOGIES, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
86.67%
|
SLB
SCHLUMBERGER N.V.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-146.15%
|
SYF
SYNCHRONY FINANCIAL
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-105.36%
|
TJX
TJX COMPANIES, INC.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
27.68%
|
TMO
THERMO FISHER SCIENTIFIC INC
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
133.80%
|
TXN
TEXAS INSTRUMENTS INCORPORATED
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
15.37%
|
UNH
UNITEDHEALTH GROUP INCORPORATED COMMON STOCK
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
141.15%
|
WHR
WHIRLPOOL CORPORATION
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-140.33%
|
WRK
WESTROCK COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-122.96%
|
WY
WEYERHAEUSER COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
-
|
-110.35%
|
-
EAST LANSING MICH RFDG-LTD TAX- SER A 3.000%
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
EAST LANSING MICH RFDG-LTD TAX-SER A 3.000%
|
-
|
-
NORTH SLOPE BORO ALASKA SER A 5.000% 06/30/19 B/E
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
NORTH SLOPE BORO ALASKA SER A 5.000% 06/30/19 B/E
|
-
|
-
SUGAR LAND TEX RFDG 5.000% 02/15/18 B/E DTD
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
SUGAR LAND TEX RFDG 5.000% 02/15/18 B/E DTD
|
-
|
-
MICHIGAN ST BLDG AUTH REV RFDG-FACS PROG-SER I
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
MICHIGAN ST BLDG AUTH REV RFDG-FACS PROG-SER I
|
-
|
-
MINNESOTA ST RFDG-ST VAR PURP- SER D 4.000%
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
MINNESOTA ST RFDG-ST VAR PURP-SER D 4.000%
|
-
|
-
HAWAII ST RFDG-SER DT 5.000%211001 18 B/E 5.000%
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
HAWAII ST RFDG-SER DT 5.000%211001 18 B/E 5.000%
|
-
|
-
FORT BEND TEX INDPT SCH DIST RFDG-SER A 3.000%
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 24, 2017
|
Dec. 12, 2016
|
FORT BEND TEX INDPT SCH DIST RFDG-SER A 3.000%
|
-
|
ACRE
ARES COMMERCIAL REAL ESTATE CORPORATION
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 25, 2016
|
-
|
-133.19%
|
AINV
APOLLO INVESTMENT CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 25, 2016
|
-
|
26.85%
|
ARCC
ARES CAPITAL CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 25, 2016
|
-
|
-84.18%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 25, 2016
|
-
|
-155.27%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 25, 2016
|
-
|
117.14%
|
NRZ
NEW RESIDENTIAL INVESTMENT CORP.
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 25, 2016
|
-
|
-114.35%
|
AMZN
AMAZON.COM, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 10, 2016
|
-
|
184.78%
|
MCK
MCKESSON CORPORATION
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 10, 2016
|
-
|
98.08%
|
WY
WEYERHAEUSER COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 10, 2016
|
-
|
-106.55%
|
CE
CELANESE CORPORATION CELANESE CORPORATION SERIES A
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 09, 2016
|
-
|
-25.89%
|
ACE
ACE LIMITED
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-
|
ADI
ANALOG DEVICES, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
70.71%
|
ADP
AUTOMATIC DATA PROCESSING, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
35.09%
|
BDX
BECTON, DICKINSON AND COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-80.50%
|
BLK
BLACKROCK, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
0.23%
|
CB
D/B/A CHUBB LIMITED NEW
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-40.98%
|
CLX
CLOROX COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-97.34%
|
GD
GENERAL DYNAMICS CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-51.15%
|
ITW
ILLINOIS TOOL WORKS INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
0.37%
|
JNJ
JOHNSON & JOHNSON
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-85.27%
|
LOW
LOWE'S COMPANIES, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
92.53%
|
MDT
MEDTRONIC PLC. ORDINARY SHARES
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-121.86%
|
MMM
3M COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-157.34%
|
MSFT
MICROSOFT CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
409.99%
|
NEE
NEXTERA ENERGY, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-26.63%
|
PAYX
PAYCHEX, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
8.52%
|
SJM
J.M. SMUCKER COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-128.38%
|
SYY
SYSCO CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-65.16%
|
UTX
UNITED TECHNOLOGIES CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-35.53%
|
VFC
V.F. CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Nov. 02, 2016
|
-
|
-186.07%
|
ACRE
ARES COMMERCIAL REAL ESTATE CORPORATION
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Oct. 13, 2016
|
-
|
-136.93%
|
AINV
APOLLO INVESTMENT CORPORATION - CLOSED END FUND
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Oct. 13, 2016
|
-
|
28.64%
|
ARCC
ARES CAPITAL CORPORATION - CLOSED END FUND
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Oct. 13, 2016
|
-
|
-85.59%
|
BKCC
BLACKROCK CAPITAL INVESTMENT CORPORATION
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Oct. 13, 2016
|
-
|
-167.24%
|
FTAI
FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Oct. 13, 2016
|
-
|
149.04%
|
NRZ
NEW RESIDENTIAL INVESTMENT CORP.
None
|
Purchase
$50,001 - $100,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Oct. 13, 2016
|
-
|
-114.92%
|
NXPI
NXP SEMICONDUCTORS N.V.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Oct. 11, 2016
|
-
|
-4.35%
|
NXPI
NXP SEMICONDUCTORS N.V.
None
|
Sale
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 30, 2016
|
-
|
-1.55%
|
CLB
CORE LABORATORIES N.V.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 27, 2016
|
-
|
-196.59%
|
SYF
SYNCHRONY FINANCIAL
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 27, 2016
|
-
|
-86.80%
|
WDC
WESTERN DIGITAL CORPORATION
None
|
Sale
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 07, 2016
|
-
|
-120.62%
|
ADI
ANALOG DEVICES, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
81.17%
|
AMGN
AMGEN INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-53.83%
|
APD
AIR PRODUCTS AND CHEMICALS, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-43.57%
|
BDX
BECTON, DICKINSON AND COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-80.78%
|
CB
D/B/A CHUBB LIMITED NEW
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-36.63%
|
CLX
CLOROX COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-103.99%
|
GD
GENERAL DYNAMICS CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-46.94%
|
ITW
ILLINOIS TOOL WORKS INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-3.38%
|
JNJ
JOHNSON & JOHNSON
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-82.33%
|
LOW
LOWE'S COMPANIES, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
59.88%
|
MDT
MEDTRONIC PLC. ORDINARY SHARES
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-120.78%
|
MMM
3M COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-154.58%
|
MSFT
MICROSOFT CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
437.81%
|
NEE
NEXTERA ENERGY, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-14.66%
|
PAYX
PAYCHEX, INC.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-8.67%
|
SJM
J.M. SMUCKER COMPANY
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-127.18%
|
UTX
UNITED TECHNOLOGIES CORPORATION
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Sep. 01, 2016
|
-
|
-35.43%
|
ACRE
ARES COMMERCIAL REAL ESTATE CORPORATION
None
|
Purchase
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Aug. 25, 2016
|
-
|
-130.75%
|
NRZ
NEW RESIDENTIAL INVESTMENT CORP.
None
|
Purchase
$100,001 - $250,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Aug. 15, 2016
|
-
|
-110.77%
|
NRZ
NEW RESIDENTIAL INVESTMENT CORP.
None
|
Purchase
$1,001 - $15,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Aug. 15, 2016
|
-
|
-110.77%
|
AINV
APOLLO INVESTMENT CORPORATION - CLOSED END FUND
None
|
Purchase
$15,001 - $50,000
|
Thomas J. Rooney
House / R
|
Jan. 16, 2017
|
Aug. 11, 2016
|
-
|
35.28%
|
ARCC
ARES CAPITAL CORPORATION - CLOSED END FUND
|