Congress Trading

Thomas J. Rooney Stock Trading Activity

Trades

Click on a trade for more details

Estimated excess return of the underlying stock since the transaction

Stock Transaction Politician Filed Traded Description
- FORT WORTH TEX INDPT SCH DIST ULTD TAX REF AND SCH BLDG BDS 2016 5% 2/15/27 GS Purchase $15,001 - $50,000 Thomas J. Rooney House / R Feb. 11, 2019 Jan. 02, 2019

-

-
- AMARILLO TEX WTRWKS & SWR SYS REV REV BDS 2017 5% 4/1/27 GS Purchase $15,001 - $50,000 Thomas J. Rooney House / R Feb. 11, 2019 Jan. 02, 2019

-

-
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION ST Purchase $250,001 - $500,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 27, 2018

-

-111.26%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES ST Purchase $250,001 - $500,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 27, 2018

-

127.91%
MIC MACQUARIE INFRASTRUCTURE CORPORATION ST Purchase $100,001 - $250,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 27, 2018

-

-147.80%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES ST Purchase $100,001 - $250,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 21, 2018

-

145.97%
AMAT APPLIED MATERIALS, INC. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 10, 2018

-

257.94%
CLB CORE LABORATORIES N.V. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 10, 2018

-

-149.90%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES ST Purchase $100,001 - $250,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 10, 2018

-

121.65%
WY WEYERHAEUSER COMPANY ST Sale $50,001 - $100,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 10, 2018

-

-54.20%
- WAUKEE IOWA SWR REV BDS 2018C 5% 6/1/26 GS Sale $50,001 - $100,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 10, 2018

-

-
- DALLAS CNTY IOWA GO CAP LN NTS 2018A 3% 6/1/26 GS Sale $50,001 - $100,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 10, 2018

-

-
- GROSSE POINTE MICH UNLTD TAX GO BDS 2018 5% 10/1/24 GS Sale $50,001 - $100,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 10, 2018

-

-
AZO AUTOZONE, INC. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 06, 2018

-

131.14%
- GROSSE POINTE MICH UNLTD TAX GO BDS 2018 5% 10/1/24 GS Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 06, 2018

-

-
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES ST Purchase $100,001 - $250,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 05, 2018

-

115.65%
WBT WELBILT, INC. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 03, 2018

-

30.29%
BV BRIGHTVIEW HOLDINGS, INC. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 14, 2019 Dec. 02, 2018

-

-102.05%
BV BRIGHTVIEW HOLDINGS, INC. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Dec. 12, 2018 Nov. 21, 2018

-

-108.57%
IEZ ISHARES U.S. OIL EQUIPMENT & SERVICES ETF ST Purchase $15,001 - $50,000 Thomas J. Rooney House / R Dec. 12, 2018 Nov. 21, 2018

-

-96.98%
SLB SCHLUMBERGER N.V. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Dec. 12, 2018 Nov. 21, 2018

-

-71.19%
DORM DORMAN PRODUCTS, INC. ST Sale $1,001 - $15,000 Thomas J. Rooney House / R Dec. 12, 2018 Nov. 13, 2018

-

-79.01%
ABT ABBOTT LABORATORIES ST Purchase $15,001 - $50,000 Thomas J. Rooney House / R Dec. 12, 2018 Nov. 05, 2018

-

-19.87%
NRZ NEW RESIDENTIAL INVESTMENT CORP. ST Purchase $50,001 - $100,000 Thomas J. Rooney House / R Dec. 12, 2018 Nov. 05, 2018

-

-87.37%
- HAWAII ST GO BDS DT 5% 11/1/18 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Dec. 12, 2018 Nov. 01, 2018

-

-
BV BRIGHTVIEW HOLDINGS, INC. ST Purchase $15,001 - $50,000 Thomas J. Rooney House / R Nov. 09, 2018 Oct. 23, 2018

-

-109.75%
LW LAMB WESTON HOLDINGS, INC. ST Sale $1,001 - $15,000 Thomas J. Rooney House / R Nov. 09, 2018 Oct. 10, 2018

-

-27.58%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES ST Purchase $15,001 - $50,000 Thomas J. Rooney House / R Nov. 09, 2018 Oct. 02, 2018

-

84.44%
ADBE ADOBE INC. ST Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 13, 2018 Sep. 20, 2018

-

72.25%
AN AUTONATION, INC. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Oct. 13, 2018 Sep. 20, 2018

-

149.27%
BABA ALIBABA GROUP HOLDING LIMITED AMERICAN DEPOSITARY SHARES EACH REPRESENTING ONE ORDINARY SHARE ST Purchase $1,001 - $15,000 Thomas J. Rooney House / R Oct. 13, 2018 Sep. 20, 2018

-

-113.29%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION ST Purchase $100,001 - $250,000 Thomas J. Rooney House / R Oct. 13, 2018 Sep. 20, 2018

-

-92.68%
BV BRIGHTVIEW HOLDINGS, INC. ST Purchase $50,001 - $100,000 Thomas J. Rooney House / R Oct. 13, 2018 Sep. 20, 2018

-

-111.70%
IPGP IPG PHOTONICS CORPORATION ST Purchase $1,001 - $15,000 Thomas J. Rooney House / R Oct. 13, 2018 Sep. 20, 2018

-

-95.62%
MMM 3M COMPANY ST Purchase $1,001 - $15,000 Thomas J. Rooney House / R Oct. 13, 2018 Sep. 20, 2018

-

-108.76%
RCL ROYAL CARIBBEAN CRUISES LTD. ST Purchase $1,001 - $15,000 Thomas J. Rooney House / R Oct. 13, 2018 Sep. 20, 2018

-

-65.61%
THO THOR INDUSTRIES, INC. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Oct. 13, 2018 Sep. 20, 2018

-

-39.26%
WRK WESTROCK COMPANY ST Purchase $1,001 - $15,000 Thomas J. Rooney House / R Oct. 13, 2018 Sep. 20, 2018

-

-84.37%
- PROVO CITY UTAH WASTEWATER REV REV BDS 2015A 5% 2/1/23 GS Purchase $15,001 - $50,000 Thomas J. Rooney House / R Sep. 14, 2018 Aug. 28, 2018

-

-
CBRE CBRE GROUP INC COMMON STOCK CLASS A ST Sale $1,001 - $15,000 Thomas J. Rooney House / R Sep. 14, 2018 Aug. 27, 2018

-

13.50%
IPGP IPG PHOTONICS CORPORATION ST Purchase $15,001 - $50,000 Thomas J. Rooney House / R Sep. 14, 2018 Aug. 27, 2018

-

-99.70%
NKE NIKE, INC. ST Sale $1,001 - $15,000 Thomas J. Rooney House / R Sep. 14, 2018 Aug. 27, 2018

-

-18.64%
OZM OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC CLASS A SHARES REPRESENTING CLASS A LIMITED LIABILITY COMPANY INTERESTS ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Sep. 14, 2018 Aug. 24, 2018

-

990.25%
- OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC CLASS A SHARES S S (PARTIAL) 08/23/2018 09/01/2018 $15,001 - $50,000 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Sep. 14, 2018 Aug. 23, 2018

-

-
OZM OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC CLASS A SHARES REPRESENTING CLASS A LIMITED LIABILITY COMPANY INTERESTS ST Sale $1,001 - $15,000 Thomas J. Rooney House / R Sep. 14, 2018 Aug. 22, 2018

-

972.46%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION ST Purchase $50,001 - $100,000 Thomas J. Rooney House / R Sep. 14, 2018 Aug. 16, 2018

-

-98.36%
AAPL APPLE INC. ST Sale $1,001 - $15,000 Thomas J. Rooney House / R Aug. 13, 2018 Jul. 18, 2018

-

247.36%
AMZN AMAZON.COM, INC. ST Sale $1,001 - $15,000 Thomas J. Rooney House / R Aug. 13, 2018 Jul. 18, 2018

-

-3.81%
RCL ROYAL CARIBBEAN CRUISES LTD. ST Purchase $15,001 - $50,000 Thomas J. Rooney House / R Aug. 13, 2018 Jul. 18, 2018

-

-57.01%
TJX TJX COMPANIES, INC. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Aug. 13, 2018 Jul. 18, 2018

-

20.70%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION ST Purchase $50,001 - $100,000 Thomas J. Rooney House / R Aug. 13, 2018 Jul. 06, 2018

-

-101.88%
- DALLAS CNTY IOWA GO CAP LN NTS 2018A 3% 6/1/26 GS Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 21, 2018

-

-
- WAUKEE IOWA SWR REV BDS 2018C 5% 6/1/26 GS Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 19, 2018

-

-
- TRUSSVILLE ALA GO WTS 2014A 5% 10/1/21 S GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- WASHINGTON ST VAR PURP G.O. BDS 1998-C 5.5% 7/1/23 S GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- WEST BLOOMFIELD TWP MICH REC FAC CAP IMPT BDS 2008 5% 5/1/21 S GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- MC KINNEY TEX GO REF AND IMPT BDS 2016 5% 8/15/24 S GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- GROESBECK PARK DRAIN DRAINAGE DIST MICH LTD TAX 3% 5/1/22 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

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-
- BUTLER CNTY OHIO SWR SYS REV RFDG 2% 12/1/20 S GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- GROESBECK PARK DRAIN DRAINAGE DIST MICH LTD TAX 3% 5/1/22 S GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- OAKLAND CNTY MICH BLDG AUTH BLDG AUTH BDS 2015 3% 11/1/23 GS Sale $50,001 - $100,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- WEST BLOOMFIELD TWP MICH REC FAC CAP IMPT BDS 2008 5% 5/1/21 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- MC KINNEY TEX GO REF AND IMPT BDS 2016 5% 8/15/24 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- WASHINGTON ST VAR PURP G.O. BDS 1998-C 5.5% 7/1/23 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- TRUSSVILLE ALA GO WTS 2014A 5% 10/1/21 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- TEXAS ST GO MOBILITY FUND REF BDS 2014 5% 10/1/24 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- TEXAS ST GO MOBILITY FUND REF BDS 2014 5% 10/1/24 S GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- BUTLER CNTY OHIO SWR SYS REV RFDG 2% 12/1/20 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 12, 2018 Jun. 01, 2018

-

-
- ANKENY IOWA WTR REV BDS 2018 5% 6/1/25 GS Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 30, 2018

-

-
AMAT APPLIED MATERIALS, INC. ST Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 29, 2018

-

112.85%
MMM 3M COMPANY ST Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 29, 2018

-

-118.31%
THO THOR INDUSTRIES, INC. ST Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 29, 2018

-

-58.36%
NXPI NXP SEMICONDUCTORS N.V. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 24, 2018

-

24.59%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION ST Purchase $100,001 - $250,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 11, 2018

-

-104.75%
- COPPELL TEX INDPT SCH DIST ULTD TAX SCH BLDG BDS 2016 5% 8/15/26 GS Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 07, 2018

-

-
- TEXAS A&M UNIV PERM UNIV FD PERM UNIV FUND BDS 2009 5% 7/1/26 GS Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 07, 2018

-

-
HHC HOWARD HUGHES CORPORATION ST Sale $50,001 - $100,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 03, 2018

-

-109.38%
MSG THE MADISON SQUARE GARDEN COMPANY CLASS A COMMON STOCK ST Sale $50,001 - $100,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 03, 2018

-

-13.16%
- WALLED LAKE MICH CONS SCH DIST SCH BLDG AND SITE BDS 2014 5% 5/1/27 GS Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 03, 2018

-

-
- TRENTON MICH PUB SCHS SCH DIST SCH BLDG AND SITE BDS 2008 4.75% 5/1/18 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 01, 2018

-

-
- ST JOHNS MICH PUB SCHS REF BDS 2014 4% 5/1/18 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 01, 2018

-

-
- HUDSONVILLE MICH PUB SCHS BLDG AND SIT BDS 2011 5% 5/1/18 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 08, 2018 May. 01, 2018

-

-
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND ST Sale $15,001 - $50,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 30, 2018

-

-48.91%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION ST Sale $50,001 - $100,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 30, 2018

-

-112.13%
AGN ALLERGAN PLC ORDINARY SHARES ST Sale $15,001 - $50,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 27, 2018

-

9.38%
LW LAMB WESTON HOLDINGS, INC. ST Sale $15,001 - $50,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 10, 2018

-

-15.34%
MIC MACQUARIE INFRASTRUCTURE CORPORATION ST Purchase $250,001 - $500,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 09, 2018

-

-140.66%
- NORTH TEX MUN WTR DIST TEX SYS REV REV REF AND IMPT BDS 2016 5% 9/1/25 S GS Sale $15,001 - $50,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 09, 2018

-

-
- NORTH TEX MUN WTR DIST TEX SYS None Sale $15,001 - $50,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 09, 2018

-

-
- KING CNTY WASH PUB HOSP DIST NO 002 REF BDS EVERGREEN HEALTHCARE 2013 4% 12/1/20 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 09, 2018

-

-
- KING CNTY WASH PUB HOSP DIST NO 002 REF BDS EVERGREEN HEALTHCARE 2013 4% 12/1/20 S GS Sale $15,001 - $50,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 09, 2018

-

-
- MICHIGAN ST ENVIRONMENTAL PROG- SER A 5% 12/1/25 GS Purchase $15,001 - $50,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 05, 2018

-

-
AMZN AMAZON.COM, INC. ST Sale $1,001 - $15,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 02, 2018

-

36.06%
CBRE CBRE GROUP INC COMMON STOCK CLASS A ST Sale $1,001 - $15,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 02, 2018

-

-0.86%
TMO THERMO FISHER SCIENTIFIC INC ST Sale $1,001 - $15,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 02, 2018

-

62.26%
- BARRY CNTY MICH RFDG-MED CARE FAC 3% 4/1/18 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 02, 2018

-

-
- NORTH DAKOTA ST UNIV REF HSG AND AUXILLIARY FAC REF BDS 2015A 3% 4/1/18 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 02, 2018

-

-
- LAPEER CNTY MICH LTD TAX-CAP IMPT 4% 4/1/18 GS Sale $15,001 - $50,000 Thomas J. Rooney House / R May. 14, 2018 Apr. 02, 2018

-

-
AMAT APPLIED MATERIALS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Apr. 13, 2018 Mar. 28, 2018

-

96.03%
THO THOR INDUSTRIES, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Apr. 13, 2018 Mar. 28, 2018

-

-81.07%
- WASHTENAW MICH CMNTY COLLEDGE LTD TAX GO REF BDS 2015 4% 4/1/22 None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Apr. 13, 2018 Mar. 07, 2018

-

-
AGN ALLERGAN PLC ORDINARY SHARES None Sale $1,001 - $15,000 Thomas J. Rooney House / R Mar. 12, 2018 Feb. 28, 2018

-

17.36%
TJX TJX COMPANIES, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Mar. 12, 2018 Feb. 28, 2018

-

45.99%
WY WEYERHAEUSER COMPANY None Sale $1,001 - $15,000 Thomas J. Rooney House / R Mar. 12, 2018 Feb. 28, 2018

-

-81.49%
AMZN AMAZON.COM, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Mar. 12, 2018 Feb. 27, 2018

-

27.27%
THO THOR INDUSTRIES, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Mar. 12, 2018 Feb. 27, 2018

-

-82.94%
- SUGAR LAND TEX GO REF BDS DTD 11/1/14 5% 2/15/18 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Mar. 12, 2018 Feb. 15, 2018

-

-
DPZ DOMINO'S PIZZA INC None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 26, 2018

-

21.58%
- OAKLAND CNTY MICH EVERGREEN FARMINGTON SEW DISP SYS NORTH EVERGREEN 3% 10/01/23 None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 26, 2018

-

-
OZM OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC CLASS A SHARES REPRESENTING CLASS A LIMITED LIABILITY COMPANY INTERESTS None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 17, 2018

-

695.39%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES None Purchase $100,001 - $250,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 16, 2018

-

72.10%
AAPL APPLE INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

276.47%
ACN ACCENTURE PLC CLASS A ORDINARY SHARES None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

45.04%
ADBE ADOBE SYSTEMS INCORPORATED None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

147.16%
AGN ALLERGAN PLC ORDINARY SHARES None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

4.40%
AMAT APPLIED MATERIALS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

110.79%
AMT AMERICAN TOWER CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-10.36%
AN AUTONATION, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

69.23%
ANSS ANSYS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

20.64%
AOS A.O. SMITH CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-46.19%
AZO AUTOZONE, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

166.99%
BABA ALIBABA GROUP HOLDING LIMITED AMERICAN DEPOSITARY SHARES EACH REPRESENTING ONE ORDINARY SHARE None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-127.17%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Purchase $250,001 - $500,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-102.72%
BLK BLACKROCK, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-31.53%
CB CHUBB LIMITED None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-12.53%
CBG CBRE GROUP INC COMMON STOCK CLASS A None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

7.66%
CE CELANESE CORPORATION CELANESE CORPORATION SERIES A None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-38.63%
CLB CORE LABORATORIES N.V. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-150.57%
DORM DORMAN PRODUCTS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-61.29%
EWBC EAST WEST BANCORP, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-63.65%
HD HOME DEPOT, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

0.63%
LW LAMB WESTON HOLDINGS, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

7.65%
MA MASTERCARD INCORPORATED None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

88.32%
MSFT MICROSOFT CORPORATION None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

252.08%
NKE NIKE, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

13.65%
NXPI NXP SEMICONDUCTORS N.V. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

14.67%
SLB SCHLUMBERGER N.V. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-103.00%
SYF SYNCHRONY FINANCIAL None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-75.95%
TJX TJX COMPANIES, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

62.14%
TXN TEXAS INSTRUMENTS INCORPORATED None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-26.27%
UNH UNITEDHEALTH GROUP INCORPORATED COMMON STOCK None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

74.87%
WRK WESTROCK COMPANY None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-106.10%
WY WEYERHAEUSER COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 12, 2018

-

-78.04%
AMAT APPLIED MATERIALS, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 08, 2018

-

96.18%
NXPI NXP SEMICONDUCTORS N.V. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Feb. 15, 2018 Jan. 08, 2018

-

14.26%
CLB CORE LABORATORIES N.V. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 20, 2017

-

-154.27%
NKE NIKE, INC. None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 20, 2017

-

10.75%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Sale $250,001 - $500,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 11, 2017

-

-112.78%
AGN ALLERGAN PLC ORDINARY SHARES None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 08, 2017

-

4.82%
AGN ALLERGAN PLC ORDINARY SHARES None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 08, 2017

-

4.82%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Sale $50,001 - $100,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 08, 2017

-

-113.44%
CLB CORE LABORATORIES N.V. None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 08, 2017

-

-155.70%
SLB SCHLUMBERGER N.V. None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 08, 2017

-

-96.60%
- PLYMOUTH CHARTER TWP MICH BDS 2017 4% 7/1/26 None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 07, 2017

-

-
- NORTHSIDE TEX INDPT SCH DIST UNLIMITED TAX REF BDS 2017 5% 8/25/25 None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 06, 2017

-

-
DORM DORMAN PRODUCTS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 04, 2017

-

-63.37%
- GREEVILLE CNTY S C SCH DIST INSTALLMENT PUR REV RFDG-BLDG EQUITY SOONER 5.5% 12/1/17 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 10, 2018 Dec. 01, 2017

-

-
- TOLEDO OHIO WTRWKS REV RFDG IMPT 4% 11/15/2017 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Dec. 14, 2017 Nov. 15, 2017

-

-
- AUBURN HILLS MICH CAP IMPT LTD TAX GO BDS 2017 3% 6/1/2024 None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Dec. 14, 2017 Nov. 02, 2017

-

-
- HONOLULU HAWAII CITY & CNTY RFDG-SER B 5% 11/01/2017 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Dec. 14, 2017 Nov. 01, 2017

-

-
- TEXAS ST RFDG-TRANSN COMMN-MOBILITY FD 5% 10/1/2024 None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Dec. 14, 2017 Nov. 01, 2017

-

-
BABA ALIBABA GROUP HOLDING LIMITED AMERICAN DEPOSITARY SHARES EACH REPRESENTING ONE ORDINARY SHARE None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Nov. 13, 2017 Oct. 30, 2017

-

-139.58%
NXPI NXP SEMICONDUCTORS N.V. None Sale $15,001 - $50,000 Thomas J. Rooney House / R Nov. 13, 2017 Oct. 30, 2017

-

5.35%
CE CELANESE CORPORATION CELANESE CORPORATION SERIES A None Sale $1,001 - $15,000 Thomas J. Rooney House / R Nov. 13, 2017 Oct. 06, 2017

-

-50.01%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 26, 2017

-

59.13%
BABA ALIBABA GROUP HOLDING LIMITED AMERICAN DEPOSITARY SHARES EACH REPRESENTING ONE ORDINARY SHARE None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 25, 2017

-

-142.39%
ADI ANALOG DEVICES, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

33.06%
BDX BECTON, DICKINSON AND COMPANY None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-64.32%
CLX CLOROX COMPANY None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-75.62%
ES EVERSOURCE ENERGY None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-86.39%
EV EATON VANCE CORPORATION None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-1.60%
FDS FACTSET RESEARCH SYSTEMS INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

78.62%
FRT FEDERAL REALTY INVESTMENT TRUST None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-104.16%
FV FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF None Sale $15,001 - $50,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

1.91%
GD GENERAL DYNAMICS CORPORATION None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-61.83%
GWW W.W. GRAINGER, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

270.62%
HRS HARRIS CORPORATION None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

25.99%
K KELLOGG COMPANY None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-99.90%
PAYX PAYCHEX, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

22.92%
PII POLARIS INDUSTRIES INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-100.96%
PSX PHILLIPS 66 None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-45.23%
SCG SCANA CORPORATION None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-13.81%
SJM J.M. SMUCKER COMPANY None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-70.56%
SYY SYSCO CORPORATION None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-46.31%
VFC V.F. CORPORATION None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-155.48%
WEC WEC ENERGY GROUP, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Oct. 14, 2017 Sep. 22, 2017

-

-52.48%
LC LENDINGCLUB CORPORATION None Sale $15,001 - $50,000 Thomas J. Rooney House / R Sep. 20, 2017 Aug. 14, 2017

-

-163.03%
ANSS ANSYS, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Sep. 20, 2017 Aug. 07, 2017

-

44.00%
- MINNESOTA ST RFDG-ST VAR PURP-SER D 4.000% 9/29/10 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Sep. 20, 2017 Aug. 01, 2017

-

-
CBG CBRE GROUP INC COMMON STOCK CLASS A None Sale $1,001 - $15,000 Thomas J. Rooney House / R Aug. 10, 2017 Jul. 20, 2017

-

14.87%
CE CELANESE CORPORATION CELANESE CORPORATION SERIES A None Sale $1,001 - $15,000 Thomas J. Rooney House / R Aug. 10, 2017 Jul. 20, 2017

-

-42.57%
- DALWORTHINGTON GARDENS TEX RFDG & IMPT 3% 2/01/24 None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Aug. 10, 2017 Jul. 20, 2017

-

-
- NORTH TEX MUN WTR DIST TEX WTR SYS REV RFDG IMPT 5% 9/01/25 None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Aug. 10, 2017 Jul. 12, 2017

-

-
- SOUTH CAROLINA ST PUB SVC AUTH REV RFDG-OBLIG-SER B 4% 12/01/19 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Aug. 10, 2017 Jul. 11, 2017

-

-
- MCKINNEY TEX RFDG & IMPT 5% 8/15/24 None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Aug. 10, 2017 Jul. 05, 2017

-

-
- CARMEL IND REDEV AUTH CNTY OPT INCOME TAX LEASE RENT REV RFDG-SER B 5% 7/01/17 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Aug. 10, 2017 Jul. 03, 2017

-

-
- GARFIELD CNTY COLO SCH DIST NO 16 SER A 5% 12/01/24 None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 26, 2017

-

-
- KELLOG MICH CMNTY COLLEGE LTD TAX- COLLEGE BLDG & SITE 3% 04/01/25 None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 20, 2017

-

-
AAPL APPLE INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

350.71%
ACN ACCENTURE PLC CLASS A ORDINARY SHARES None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

76.43%
ADBE ADOBE SYSTEMS INCORPORATED None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

252.65%
AGN ALLERGAN PLC ORDINARY SHARES None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-37.02%
AMZN AMAZON.COM, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

113.36%
AN AUTONATION, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

134.23%
ANSS ANSYS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

45.41%
AOS A.O. SMITH CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-51.42%
AZO AUTOZONE, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

242.15%
BLK BLACKROCK, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-11.89%
CB D/B/A CHUBB LIMITED NEW None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-36.62%
CBG CBRE GROUP INC COMMON STOCK CLASS A None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

22.08%
CE CELANESE CORPORATION CELANESE CORPORATION SERIES A None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-31.60%
CLB CORE LABORATORIES N.V. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-171.52%
DORM DORMAN PRODUCTS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-95.00%
EWBC EAST WEST BANCORP, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-72.52%
GOOG ALPHABET INC. - CLASS C CAPITAL STOCK None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

98.85%
GOOGL ALPHABET INC. - CLASS A None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

90.34%
HD HOME DEPOT, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

19.68%
LC LENDINGCLUB CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-164.37%
LW LAMB WESTON HOLDINGS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

32.87%
MA MASTERCARD INCORPORATED None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

147.87%
MMM 3M COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-139.36%
MSFT MICROSOFT CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

343.98%
NKE NIKE, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

23.47%
ROP ROPER TECHNOLOGIES, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

45.90%
SLB SCHLUMBERGER N.V. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-117.01%
SYF SYNCHRONY FINANCIAL None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-67.85%
TJX TJX COMPANIES, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

55.04%
TMO THERMO FISHER SCIENTIFIC INC None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

91.97%
TXN TEXAS INSTRUMENTS INCORPORATED None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

7.31%
UNH UNITEDHEALTH GROUP INCORPORATED COMMON STOCK None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

112.89%
WBT WELBILT, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-41.68%
WRK WESTROCK COMPANY None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-116.12%
WY WEYERHAEUSER COMPANY None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 14, 2017

-

-97.17%
- WELLS FARGO STRATEGIC MUNICIPAL BD INST CLASS None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 13, 2017

-

-
WBT WELBILT, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 12, 2017

-

-42.95%
AINV APOLLO INVESTMENT CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 07, 2017

-

38.74%
NRZ NEW RESIDENTIAL INVESTMENT CORP. None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 07, 2017

-

-100.81%
AMJ JPMORGAN CHASE CAPITAL XVI JP MORGAN ALERIAN MLP ETN None Sale $250,001 - $500,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 05, 2017

-

-104.90%
- HERNANDO CNTY FLA WTR & SWR RFDG-SER A 4% 06/01/17 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jul. 14, 2017 Jun. 01, 2017

SECURITY REDEMPTION

-
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES None Sale $100,001 - $250,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 16, 2017

-

87.43%
AAPL APPLE INC. None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

311.00%
ACN ACCENTURE PLC CLASS A ORDINARY SHARES None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

84.07%
ADBE ADOBE SYSTEMS INCORPORATED None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

251.54%
AGN ALLERGAN PLC ORDINARY SHARES None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-37.31%
AINV APOLLO INVESTMENT CORPORATION - CLOSED END FUND None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

32.91%
AMZN AMAZON.COM, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

115.99%
AN AUTONATION, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

143.93%
ANSS ANSYS, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

46.64%
AOS A.O. SMITH CORPORATION None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-47.36%
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-69.64%
AZO AUTOZONE, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

193.01%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Sale $50,001 - $100,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-139.86%
BLK BLACKROCK, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-0.51%
CB D/B/A CHUBB LIMITED NEW None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-29.51%
CBG CBRE GROUP INC COMMON STOCK CLASS A None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

23.62%
CE CELANESE CORPORATION CELANESE CORPORATION SERIES A None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-28.60%
CLB CORE LABORATORIES N.V. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-174.73%
CVS CVS HEALTH CORPORATION None Sale $50,001 - $100,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-98.46%
DORM DORMAN PRODUCTS, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-102.17%
EWBC EAST WEST BANCORP, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-68.10%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES None Sale $50,001 - $100,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

82.92%
GOOG ALPHABET INC. - CLASS C CAPITAL STOCK None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

99.85%
GOOGL ALPHABET INC. - CLASS A None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

89.67%
HD HOME DEPOT, INC. None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

15.72%
LC LENDINGCLUB CORPORATION None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-168.15%
LW LAMB WESTON HOLDINGS, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

43.39%
MA MASTERCARD INCORPORATED None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

156.88%
MMM 3M COMPANY None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-139.48%
MSFT MICROSOFT CORPORATION None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

355.10%
NKE NIKE, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

23.78%
ROP ROPER TECHNOLOGIES, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

49.49%
SLB SCHLUMBERGER N.V. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-124.01%
SRCL STERICYCLE, INC. None Sale $50,001 - $100,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-134.20%
SYF SYNCHRONY FINANCIAL None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-61.61%
TJX TJX COMPANIES, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

40.02%
TMO THERMO FISHER SCIENTIFIC INC None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

92.54%
TXN TEXAS INSTRUMENTS INCORPORATED None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

0.77%
UNH UNITEDHEALTH GROUP INCORPORATED COMMON STOCK None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

128.73%
WBT WELBILT, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-48.70%
WHR WHIRLPOOL CORPORATION None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-132.48%
WRK WESTROCK COMPANY None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-115.56%
WY WEYERHAEUSER COMPANY None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-98.52%
- ROYAL OAK MICH RFDG-LTD TAX-CAP IMPT 3.000% 10/1/24 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- RHODE IS HEALTH & EDL BLDG CORP PUB SCHS REV BD FING PG-NEWPORT-SER C 5.000% 5/15/20 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- ROYAL OAK MICH RFDG-LTD TAX-CAP IMPT 3.000% 10/1/24 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- WHITEHALL MICH DIST SCHS RFDG 4.000% 5/1/22 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- ROYAL OAK MICH RFDG-LTD TAX-CAP IMPT 3.000% 10/1/24 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- ROYAL OAK MICH RFDG-LTD TAX-CAP IMPT 3.000% 10/1/24 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- RHODE IS HEALTH & EDL BLDG CORP PUB SCHS REV BD FING PG-NEWPORT-SER C 5.000% 5/15/20 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- RHODE IS HEALTH & EDL BLDG CORP PUB SCHS REV BD FING PG-NEWPORT-SER C 5.000% 5/15/20 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- WHITEHALL MICH DIST SCHS RFDG 4.000% 5/1/22 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- CLARKSTON MICH CMNTY SCHS RFDG 5.000% 5/1/24 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- RHODE IS HEALTH & EDL BLDG CORP PUB SCHS REV BD FING PG-NEWPORT-SER C 5.000% 5/15/20 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- OTTOWA CNTY MICH RFDG-SEW DISP- JAMESTOWN CHARTER 4.000% 6/1/24 None Sale $50,001 - $100,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- KENTWOOD MICH PUB SCHS SCH BLDG & SITE 5.000% 5/1/24 None Sale $50,001 - $100,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- CLARKSTON MICH CMNTY SCHS RFDG 5.000% 5/1/24 None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 15, 2017

-

-
- VIRGINIA ST RES AUTH INFRASTRUCTURE REV ST MORAL-VA POOLED FING PROF SER A 4.000% 11/1/25 None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 11, 2017

-

-
- ASPEN COLO CTFS PARTN 5.000% 12/1/25 None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 10, 2017

-

-
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 08, 2017

-

-71.14%
SYF SYNCHRONY FINANCIAL None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 08, 2017

-

-67.83%
LCI LANNETT CO INC None Sale $50,001 - $100,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 01, 2017

-

-171.05%
WBT WELBILT, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jun. 14, 2017 May. 01, 2017

-

-52.90%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Sale $50,001 - $100,000 Thomas J. Rooney House / R May. 12, 2017 Apr. 20, 2017

-

-142.28%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES None Purchase $100,001 - $250,000 Thomas J. Rooney House / R May. 12, 2017 Apr. 20, 2017

-

98.27%
AMCX AMC NETWORKS INC. - CLASS A None Sale $15,001 - $50,000 Thomas J. Rooney House / R May. 12, 2017 Apr. 11, 2017

-

-165.97%
LW LAMB WESTON HOLDINGS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R May. 12, 2017 Apr. 07, 2017

-

38.97%
SYF SYNCHRONY FINANCIAL None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Apr. 12, 2017 Mar. 28, 2017

-

-90.98%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Purchase $100,001 - $250,000 Thomas J. Rooney House / R Apr. 12, 2017 Mar. 14, 2017

-

-142.67%
GILD GILEAD SCIENCES, INC. None Sale $15,001 - $50,000 Thomas J. Rooney House / R Apr. 12, 2017 Mar. 06, 2017

-

-81.04%
LW LAMB WESTON HOLDINGS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Apr. 12, 2017 Mar. 06, 2017

-

56.04%
ANSS ANSYS, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Mar. 14, 2017 Feb. 22, 2017

-

89.25%
LW LAMB WESTON HOLDINGS, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Mar. 14, 2017 Feb. 16, 2017

-

56.79%
UNH UNITEDHEALTH GROUP INCORPORATED COMMON STOCK None Sale $15,001 - $50,000 Thomas J. Rooney House / R Mar. 14, 2017 Feb. 16, 2017

-

139.70%
ACRE ARES COMMERCIAL REAL ESTATE CORPORATION None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Mar. 14, 2017 Feb. 09, 2017

-

-124.23%
AINV APOLLO INVESTMENT CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Mar. 14, 2017 Feb. 09, 2017

-

40.90%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Mar. 14, 2017 Feb. 09, 2017

-

-147.41%
ADBE ADOBE SYSTEMS INCORPORATED None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Feb. 15, 2017 Jan. 24, 2017

-

334.03%
- BUTLER CNTY OHIO SWR SYS REV RFDG 2.000% 12/01/20 None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 23, 2016

BUTLER CNTY OHIO SWR SYS REV RFDG 2.000% 12/01/20

-
- BERKLEY MICH SCH DIST SCH BLDG & SITE 5.000% None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 23, 2016

BERKLEY MICH SCH DIST SCH BLDG & SITE 5.000%

-
- FLORIDA ST ED SYS UNIV SYS IMPT REV RFDG-SER A None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 23, 2016

FLORIDA ST ED SYS UNIV SYS IMPT REV RFDG-SER A

-
- BUTLER CNTY OHIO SWR SYS REV RFDG 2.000% 12/01/20 None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 23, 2016

BUTLER CNTY OHIO SWR SYS REV RFDG 2.000% 12/01/20

-
- KALAMAZOO VALLEY MICH CMNTY COLLEGE DIST None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 23, 2016

KALAMAZOO VALLEY MICH CMNTY COLLEGE DIST

-
AINV APOLLO INVESTMENT CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

43.88%
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

-78.44%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

-148.99%
BLK BLACKROCK, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

-13.53%
CLB CORE LABORATORIES N.V. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

-187.90%
CVS CVS HEALTH CORPORATION None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

-108.72%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

119.57%
HHC HOWARD HUGHES CORPORATION None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

-127.57%
MSG THE MADISON SQUARE GARDEN COMPANY CLASS A COMMON STOCK None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

8.64%
SLB SCHLUMBERGER N.V. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

-146.13%
SRCL STERICYCLE, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

-139.45%
TMO THERMO FISHER SCIENTIFIC INC None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

-

145.15%
- MARYSVILLE MICH PUB SCHS DIST RFDG-SER A 5.000% None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 21, 2016

MARYSVILLE MICH PUB SCHS DIST RFDG-SER A 5.000%

-
- MICHIGAN ST RFDG- ENVIRONMENTAL PROG-SER B None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 20, 2016

MICHIGAN ST RFDG-ENVIRONMENTAL PROG-SER B

-
- SAINT JOHNS MICH PUB SCHS RFDG- SER A 4.000% None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 19, 2016

SAINT JOHNS MICH PUB SCHS RFDG-SER A 4.000%

-
ACRE ARES COMMERCIAL REAL ESTATE CORPORATION None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 13, 2016

-

-129.88%
AINV APOLLO INVESTMENT CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 13, 2016

-

35.33%
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 13, 2016

-

-79.28%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 13, 2016

-

115.04%
AAPL APPLE INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

487.39%
ACN ACCENTURE PLC CLASS A ORDINARY SHARES None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

69.27%
ACRE ARES COMMERCIAL REAL ESTATE CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-132.23%
ACRE ARES COMMERCIAL REAL ESTATE CORPORATION None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-132.23%
ACRE ARES COMMERCIAL REAL ESTATE CORPORATION None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-132.23%
AGN ALLERGAN PLC ORDINARY SHARES None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-28.18%
AGN ALLERGAN PLC ORDINARY SHARES None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-28.18%
AINV APOLLO INVESTMENT CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

34.78%
AINV APOLLO INVESTMENT CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

34.78%
AINV APOLLO INVESTMENT CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

34.78%
AMCX AMC NETWORKS INC. - CLASS A None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-167.82%
AMZN AMAZON.COM, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

184.33%
AMZN AMAZON.COM, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

184.33%
AN AUTONATION, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

79.28%
ANSS ANSYS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

99.69%
AOS A.O. SMITH CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-48.84%
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-84.45%
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-84.45%
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-84.45%
AVGO BROADCOM LIMITED - ORDINARY SHARES None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

326.48%
AZO AUTOZONE, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

123.04%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-153.87%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-153.87%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-153.87%
BLK BLACKROCK, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-12.73%
BLK BLACKROCK, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-12.73%
CB D/B/A CHUBB LIMITED NEW None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-35.77%
CBG CBRE GROUP INC COMMON STOCK CLASS A None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

26.11%
CE CELANESE CORPORATION CELANESE CORPORATION SERIES A None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-33.46%
CLB CORE LABORATORIES N.V. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-188.75%
DORM DORMAN PRODUCTS, INC. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-106.22%
DORM DORMAN PRODUCTS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-106.22%
FB FACEBOOK, INC. - CLASS A None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-14.96%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

118.55%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

118.55%
GILD GILEAD SCIENCES, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-96.00%
GOOG ALPHABET INC. - CLASS C CAPITAL STOCK None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

142.69%
GOOG ALPHABET INC. - CLASS C CAPITAL STOCK None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

142.69%
GOOGL ALPHABET INC. - CLASS A None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

130.62%
GOOGL ALPHABET INC. - CLASS A None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

130.62%
HD HOME DEPOT, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

39.03%
LC LENDINGCLUB CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-177.71%
LCI LANNETT CO INC None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-180.30%
MA MASTERCARD INCORPORATED None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

195.52%
MMM 3M COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-146.01%
MSFT MICROSOFT CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

398.39%
NKE NIKE, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

21.34%
NXPI NXP SEMICONDUCTORS N.V. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

16.08%
ROP ROPER TECHNOLOGIES, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

86.67%
SLB SCHLUMBERGER N.V. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-146.15%
SYF SYNCHRONY FINANCIAL None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-105.36%
TJX TJX COMPANIES, INC. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

27.68%
TMO THERMO FISHER SCIENTIFIC INC None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

133.80%
TXN TEXAS INSTRUMENTS INCORPORATED None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

15.37%
UNH UNITEDHEALTH GROUP INCORPORATED COMMON STOCK None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

141.15%
WHR WHIRLPOOL CORPORATION None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-140.33%
WRK WESTROCK COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-122.96%
WY WEYERHAEUSER COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

-

-110.35%
- EAST LANSING MICH RFDG-LTD TAX- SER A 3.000% None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

EAST LANSING MICH RFDG-LTD TAX-SER A 3.000%

-
- NORTH SLOPE BORO ALASKA SER A 5.000% 06/30/19 B/E None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

NORTH SLOPE BORO ALASKA SER A 5.000% 06/30/19 B/E

-
- SUGAR LAND TEX RFDG 5.000% 02/15/18 B/E DTD None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

SUGAR LAND TEX RFDG 5.000% 02/15/18 B/E DTD

-
- MICHIGAN ST BLDG AUTH REV RFDG-FACS PROG-SER I None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

MICHIGAN ST BLDG AUTH REV RFDG-FACS PROG-SER I

-
- MINNESOTA ST RFDG-ST VAR PURP- SER D 4.000% None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

MINNESOTA ST RFDG-ST VAR PURP-SER D 4.000%

-
- HAWAII ST RFDG-SER DT 5.000%211001 18 B/E 5.000% None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

HAWAII ST RFDG-SER DT 5.000%211001 18 B/E 5.000%

-
- FORT BEND TEX INDPT SCH DIST RFDG-SER A 3.000% None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 24, 2017 Dec. 12, 2016

FORT BEND TEX INDPT SCH DIST RFDG-SER A 3.000%

-
ACRE ARES COMMERCIAL REAL ESTATE CORPORATION None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 25, 2016

-

-133.19%
AINV APOLLO INVESTMENT CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 25, 2016

-

26.85%
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 25, 2016

-

-84.18%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 25, 2016

-

-155.27%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 25, 2016

-

117.14%
NRZ NEW RESIDENTIAL INVESTMENT CORP. None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 25, 2016

-

-114.35%
AMZN AMAZON.COM, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 10, 2016

-

184.78%
MCK MCKESSON CORPORATION None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 10, 2016

-

98.08%
WY WEYERHAEUSER COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 10, 2016

-

-106.55%
CE CELANESE CORPORATION CELANESE CORPORATION SERIES A None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 09, 2016

-

-25.89%
ACE ACE LIMITED None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-
ADI ANALOG DEVICES, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

70.71%
ADP AUTOMATIC DATA PROCESSING, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

35.09%
BDX BECTON, DICKINSON AND COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-80.50%
BLK BLACKROCK, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

0.23%
CB D/B/A CHUBB LIMITED NEW None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-40.98%
CLX CLOROX COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-97.34%
GD GENERAL DYNAMICS CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-51.15%
ITW ILLINOIS TOOL WORKS INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

0.37%
JNJ JOHNSON & JOHNSON None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-85.27%
LOW LOWE'S COMPANIES, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

92.53%
MDT MEDTRONIC PLC. ORDINARY SHARES None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-121.86%
MMM 3M COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-157.34%
MSFT MICROSOFT CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

409.99%
NEE NEXTERA ENERGY, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-26.63%
PAYX PAYCHEX, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

8.52%
SJM J.M. SMUCKER COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-128.38%
SYY SYSCO CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-65.16%
UTX UNITED TECHNOLOGIES CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-35.53%
VFC V.F. CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Nov. 02, 2016

-

-186.07%
ACRE ARES COMMERCIAL REAL ESTATE CORPORATION None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 16, 2017 Oct. 13, 2016

-

-136.93%
AINV APOLLO INVESTMENT CORPORATION - CLOSED END FUND None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 16, 2017 Oct. 13, 2016

-

28.64%
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 16, 2017 Oct. 13, 2016

-

-85.59%
BKCC BLACKROCK CAPITAL INVESTMENT CORPORATION None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 16, 2017 Oct. 13, 2016

-

-167.24%
FTAI FORTRESS TRANSPORTATION AND INFRASTRUCTURE INVESTORS LLC COMMON SHARES None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 16, 2017 Oct. 13, 2016

-

149.04%
NRZ NEW RESIDENTIAL INVESTMENT CORP. None Purchase $50,001 - $100,000 Thomas J. Rooney House / R Jan. 16, 2017 Oct. 13, 2016

-

-114.92%
NXPI NXP SEMICONDUCTORS N.V. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Oct. 11, 2016

-

-4.35%
NXPI NXP SEMICONDUCTORS N.V. None Sale $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 30, 2016

-

-1.55%
CLB CORE LABORATORIES N.V. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 27, 2016

-

-196.59%
SYF SYNCHRONY FINANCIAL None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 27, 2016

-

-86.80%
WDC WESTERN DIGITAL CORPORATION None Sale $15,001 - $50,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 07, 2016

-

-120.62%
ADI ANALOG DEVICES, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

81.17%
AMGN AMGEN INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-53.83%
APD AIR PRODUCTS AND CHEMICALS, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-43.57%
BDX BECTON, DICKINSON AND COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-80.78%
CB D/B/A CHUBB LIMITED NEW None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-36.63%
CLX CLOROX COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-103.99%
GD GENERAL DYNAMICS CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-46.94%
ITW ILLINOIS TOOL WORKS INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-3.38%
JNJ JOHNSON & JOHNSON None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-82.33%
LOW LOWE'S COMPANIES, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

59.88%
MDT MEDTRONIC PLC. ORDINARY SHARES None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-120.78%
MMM 3M COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-154.58%
MSFT MICROSOFT CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

437.81%
NEE NEXTERA ENERGY, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-14.66%
PAYX PAYCHEX, INC. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-8.67%
SJM J.M. SMUCKER COMPANY None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-127.18%
UTX UNITED TECHNOLOGIES CORPORATION None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Sep. 01, 2016

-

-35.43%
ACRE ARES COMMERCIAL REAL ESTATE CORPORATION None Purchase $100,001 - $250,000 Thomas J. Rooney House / R Jan. 16, 2017 Aug. 25, 2016

-

-130.75%
NRZ NEW RESIDENTIAL INVESTMENT CORP. None Purchase $100,001 - $250,000 Thomas J. Rooney House / R Jan. 16, 2017 Aug. 15, 2016

-

-110.77%
NRZ NEW RESIDENTIAL INVESTMENT CORP. None Purchase $1,001 - $15,000 Thomas J. Rooney House / R Jan. 16, 2017 Aug. 15, 2016

-

-110.77%
AINV APOLLO INVESTMENT CORPORATION - CLOSED END FUND None Purchase $15,001 - $50,000 Thomas J. Rooney House / R Jan. 16, 2017 Aug. 11, 2016

-

35.28%
ARCC ARES CAPITAL CORPORATION - CLOSED END FUND