Ocugen announces a securities purchase agreement with Janus Henderson for 20 million shares and warrants, raising $20 million.
Quiver AI Summary
Ocugen, Inc. has announced a securities purchase agreement with Janus Henderson Investors for the purchase of 20 million shares of common stock and warrants for an additional 20 million shares at a price of $1.00 per share, following the closing price on August 7, 2025. The warrants will have an exercise price of $1.50 per share, are immediately exercisable, and expire in two years, with a callable feature by the company if the stock price exceeds $2.50 over a specified period. The offering is expected to generate gross proceeds of around $20 million and potentially an additional $30 million if the warrants are fully exercised. Closing is anticipated around August 11, 2025, pending customary conditions. The offering is conducted under an effective registration statement previously filed with the SEC, and a prospectus supplement will be issued soon.
Potential Positives
- Ocugen has entered into a securities purchase agreement with Janus Henderson Investors, providing immediate access to significant capital of approximately $20 million.
- If the accompanying warrants are fully exercised, the company could receive an additional $30 million, further strengthening its financial position.
- The registered direct offering enhances liquidity, allowing the company to continue advancing its innovative gene therapies for blindness diseases.
- The backing of a recognized global asset management firm may bolster investor confidence and visibility in the market.
Potential Negatives
- The issuance of 20 million shares at a low price could lead to shareholder dilution, negatively impacting existing shareholders' value.
- The requirement for the company’s stock to exceed a certain price for the warrants to be callable may indicate current challenges related to stock performance.
- Potential risks and uncertainties outlined in the cautionary statement highlight the volatility and unpredictability in achieving desired outcomes from the offering and future developments.
FAQ
What is the recent offering by Ocugen, Inc.?
Ocugen announced a securities purchase agreement for 20 million shares and warrants at $1.00 per share, expected to close around August 11, 2025.
Who is the placement agent for Ocugen's offering?
Noble Capital Markets, Inc. is acting as the sole placement agent for this securities offering by Ocugen.
What are the terms of the warrants issued by Ocugen?
The warrants have an exercise price of $1.50 per share, are exercisable immediately, and expire two years after issuance.
How much gross proceeds does Ocugen expect from this offering?
Ocugen expects approximately $20 million in gross proceeds, with a potential total of $30 million if the warrants are fully exercised.
Where can I find more details about Ocugen's offering?
Details about the offering will be included in a prospectus supplement filed with the SEC and available on their website.
Disclaimer: This is an AI-generated summary of a press release distributed by GlobeNewswire. The model used to summarize this release may make mistakes. See the full release here.
$OCGN Hedge Fund Activity
We have seen 53 institutional investors add shares of $OCGN stock to their portfolio, and 56 decrease their positions in their most recent quarter.
Here are some of the largest recent moves:
- GEODE CAPITAL MANAGEMENT, LLC removed 3,401,020 shares (-49.4%) from their portfolio in Q2 2025, for an estimated $3,300,349
- UBS GROUP AG added 3,393,137 shares (+348.1%) to their portfolio in Q1 2025, for an estimated $2,396,572
- RENAISSANCE TECHNOLOGIES LLC added 1,371,651 shares (+65.7%) to their portfolio in Q1 2025, for an estimated $968,797
- RINKEY INVESTMENTS added 1,164,506 shares (+inf%) to their portfolio in Q1 2025, for an estimated $822,490
- BANK OF NEW YORK MELLON CORP removed 562,567 shares (-95.8%) from their portfolio in Q2 2025, for an estimated $545,915
- WELLINGTON MANAGEMENT GROUP LLP removed 507,495 shares (-100.0%) from their portfolio in Q1 2025, for an estimated $358,443
- JANE STREET GROUP, LLC removed 430,789 shares (-86.8%) from their portfolio in Q1 2025, for an estimated $304,266
To track hedge funds' stock portfolios, check out Quiver Quantitative's institutional holdings dashboard.
$OCGN Analyst Ratings
Wall Street analysts have issued reports on $OCGN in the last several months. We have seen 2 firms issue buy ratings on the stock, and 0 firms issue sell ratings.
Here are some recent analyst ratings:
- Chardan Capital issued a "Buy" rating on 08/04/2025
- HC Wainwright & Co. issued a "Buy" rating on 06/24/2025
To track analyst ratings and price targets for $OCGN, check out Quiver Quantitative's $OCGN forecast page.
$OCGN Price Targets
Multiple analysts have issued price targets for $OCGN recently. We have seen 2 analysts offer price targets for $OCGN in the last 6 months, with a median target of $7.0.
Here are some recent targets:
- Daniil Gataulin from Chardan Capital set a target price of $7.0 on 08/04/2025
- Swayampakula Ramakanth from HC Wainwright & Co. set a target price of $7.0 on 06/24/2025
Full Release
MALVERN, Pa., Aug. 08, 2025 (GLOBE NEWSWIRE) -- Ocugen, Inc. (Ocugen or the Company) (NASDAQ: OCGN), a pioneering biotechnology leader in gene therapies for blindness diseases, today announced that it has entered into a securities purchase agreement with Janus Henderson Investors, a global asset management firm, to purchase 20,000,000 shares of common stock and warrants to purchase up to an aggregate of 20,000,000 shares of common stock at a purchase price of $1.00 per share (closing price on August 7, 2025) and accompanying warrant in a registered direct offering. The warrants have an exercise price of $1.50 per share, are exercisable immediately upon issuance, and will expire two years following the date of issuance. The warrants are callable by the Company when the VWAP of the Company’s common stock exceeds $2.50 per share for at least five of a trailing 30 trading day period.
Noble Capital Markets, Inc. acting as the sole placement agent in connection with the offering.
The gross proceeds to the Company are expected to be approximately $20 million before deducting the placement agent fees and other estimated offering expenses. The Company may receive up to $30 million of additional gross proceeds if the warrants are exercised in full. The offering is expected to close on or about August 11, 2025, subject to the satisfaction of customary closing conditions. The offering is being made pursuant to an effective shelf registration statement on Form S-3 (File No. 333-278774) previously filed with the U.S. Securities and Exchange Commission (“SEC”), which was declared effective on May 1, 2024. The offering is made only by means of a prospectus forming a part of the effective registration statement relating to the offering. A prospectus supplement relating to the shares of common stock and warrants will be filed by the Company with the SEC. When available, copies of the prospectus supplement relating to the registered direct offering, together with the accompanying prospectus, can be obtained at the SEC's website at www.sec.gov or from Noble Capital Markets, Inc., 150 East Palmetto Park Rd., Suite 110 Boca Raton, FL 33432.
This press release shall not constitute an offer to sell or a solicitation of an offer to buy any of the securities described herein, nor shall there be any sale of these securities in any state or other jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such state or other jurisdiction.
About Ocugen, Inc.
Ocugen, Inc. is a pioneering biotechnology leader in gene therapies for blindness diseases. Our breakthrough modifier gene therapy platform has the potential to address significant unmet medical need for large patient populations through our gene-agnostic approach. Unlike traditional gene therapies and gene editing, Ocugen’s modifier gene therapies address the entire disease—complex diseases that are potentially caused by imbalances in multiple gene networks. Currently we have programs in development for inherited retinal diseases and blindness diseases affecting millions across the globe, including retinitis pigmentosa, Stargardt disease, and geographic atrophy—late stage dry age-related macular degeneration. Discover more at
www.ocugen.com
and follow us on X and LinkedIn.
Cautionary
Statement
Regarding
Forward
Looking
Statements
This press release contains forward-looking statements within the meaning of The Private Securities Litigation Reform Act of 1995, which are subject to risks and uncertainties. We may, in some cases, use terms such as “predicts,” “believes,” “potential,” “proposed,” “continue,” “estimates,” “anticipates,” “expects,” “plans,” “intends,” “may,” “could,” “might,” “will,” “should,” or other words that convey uncertainty of future events or outcomes to identify these forward-looking statements. Such statements are subject to numerous important factors, risks, and uncertainties that may cause actual events or results to differ materially from our current expectations. Further, certain forward-looking statements are based on assumptions as to future events that may not prove to be accurate, including the satisfaction of customary closing conditions related to the offering, completion of the offering, whether the warrants will be exercised and various other factors. These and other risks and uncertainties are more fully described in our periodic filings with the Securities and Exchange Commission (SEC), including the risk factors described in the section entitled “Risk Factors” in the quarterly and annual reports that we file with the SEC. Any forward-looking statements that we make in this press release speak only as of the date of this press release. Except as required by law, we assume no obligation to update forward-looking statements contained in this press release whether as a result of new information, future events, or otherwise, after the date of this press release.
Ocugen Contact:
Tiffany Hamilton
AVP, Head of Communications
[email protected]