Jason Mochi joins LPL Financial, bringing over 30 years of wealth management experience, focusing on high-net-worth clients.
Quiver AI Summary
LPL Financial LLC announced that Jason Mochi from Shoreline Private Wealth Management has joined its broker-dealer and Registered Investment Advisor platform, bringing with him over 30 years of experience. Shoreline serves around $275 million in advisory and brokerage assets and is focused on high-net-worth clients, particularly those nearing retirement. Mochi emphasizes a personalized, relationship-driven approach to wealth management, prioritizing clients' long-term goals. The Shoreline team chose LPL for its extensive resources and commitment to client service, aiming to enhance their independence and advisory capabilities. LPL expressed enthusiasm about welcoming Mochi, highlighting that his dedication to personalization aligns with their mission to provide advisors with innovative tools and support.
Potential Positives
- Jason Mochi joining LPL Financial enhances the firm's advisor roster, potentially increasing its market appeal and reputation in the high-net-worth demographic.
- The addition of Shoreline Private Wealth Management, which manages approximately $275 million in assets, contributes significantly to LPL Financial's overall assets under management.
- The partnership emphasizes LPL Financial's commitment to independence and personalized client service, aligning with current trends in the wealth management industry.
Potential Negatives
- Jason Mochi's transition from Morgan Stanley to LPL Financial may suggest a loss of talent for Morgan Stanley, potentially reflecting negatively on LPL's competitive standing in the industry.
- The announcement highlights LPL's reliance on individual advisors like Mochi, raising concerns about the company's ability to maintain client trust and satisfaction amidst potential transitions, especially as these moves can impact client relationships.
- The mention of Shoreline's "high touch, client first service model" could imply that LPL has been previously lacking in these areas, necessitating this new advisor's recruitment to improve service quality.
FAQ
Who is Jason Mochi and what is his role at LPL Financial?
Jason Mochi is a financial advisor from Shoreline Private Wealth Management who recently joined LPL Financial’s broker-dealer and RIA platform.
What services does Shoreline Private Wealth Management provide?
Shoreline Private Wealth Management offers wealth management services focusing on high-net-worth individuals, particularly those nearing or in retirement.
Why did Shoreline Private Wealth Management choose LPL Financial?
Shoreline chose LPL for its scale, platform strength, and support for a personalized, high-touch client experience.
What is LPL Financial known for?
LPL Financial is a leading wealth management firm in the U.S., supporting over 32,000 financial advisors and managing approximately $2.4 trillion in assets.
How does LPL Financial support its advisors?
LPL Financial provides innovative technology, comprehensive business solutions, and various advisor affiliation models to help advisors grow their practices.
Disclaimer: This is an AI-generated summary of a press release distributed by GlobeNewswire. The model used to summarize this release may make mistakes. See the full release here.
$LPLA Insider Trading Activity
$LPLA insiders have traded $LPLA stock on the open market 45 times in the past 6 months. Of those trades, 0 have been purchases and 45 have been sales.
Here’s a breakdown of recent trading of $LPLA stock by insiders over the last 6 months:
- RICHARD STEINMEIER (Chief Executive Officer) has made 0 purchases and 6 sales selling 5,058 shares for an estimated $1,876,482.
- GREG GATES (Group Managing Director) has made 0 purchases and 37 sales selling 4,500 shares for an estimated $1,586,004.
- ANERI JAMBUSARIA (Group Managing Director) has made 0 purchases and 2 sales selling 160 shares for an estimated $57,098.
To track insider transactions, check out Quiver Quantitative's insider trading dashboard.
$LPLA Revenue
$LPLA had revenues of $4.9B in Q4 2025. This is an increase of 40.43% from the same period in the prior year.
You can track LPLA financials on Quiver Quantitative's LPLA stock page.
$LPLA Congressional Stock Trading
Members of Congress have traded $LPLA stock 1 times in the past 6 months. Of those trades, 1 have been purchases and 0 have been sales.
Here’s a breakdown of recent trading of $LPLA stock by members of Congress over the last 6 months:
- REPRESENTATIVE GILBERT RAY CISNEROS, JR. purchased up to $15,000 on 12/10.
To track congressional stock trading, check out Quiver Quantitative's congressional trading dashboard.
$LPLA Hedge Fund Activity
We have seen 369 institutional investors add shares of $LPLA stock to their portfolio, and 428 decrease their positions in their most recent quarter.
Here are some of the largest recent moves:
- UBS AM, A DISTINCT BUSINESS UNIT OF UBS ASSET MANAGEMENT AMERICAS LLC removed 1,776,040 shares (-75.3%) from their portfolio in Q4 2025, for an estimated $634,348,206
- FMR LLC removed 1,332,551 shares (-54.3%) from their portfolio in Q3 2025, for an estimated $443,326,392
- BARROW HANLEY MEWHINNEY & STRAUSS LLC added 1,261,285 shares (+inf%) to their portfolio in Q4 2025, for an estimated $450,493,163
- WINSLOW CAPITAL MANAGEMENT, LLC removed 1,183,069 shares (-100.0%) from their portfolio in Q3 2025, for an estimated $393,595,225
- M&T BANK CORP added 1,136,952 shares (+27955.5%) to their portfolio in Q4 2025, for an estimated $406,085,145
- CAPITAL WORLD INVESTORS added 996,806 shares (+37.9%) to their portfolio in Q4 2025, for an estimated $356,029,199
- JENNISON ASSOCIATES LLC removed 993,283 shares (-89.9%) from their portfolio in Q4 2025, for an estimated $354,770,889
To track hedge funds' stock portfolios, check out Quiver Quantitative's institutional holdings dashboard.
$LPLA Analyst Ratings
Wall Street analysts have issued reports on $LPLA in the last several months. We have seen 6 firms issue buy ratings on the stock, and 0 firms issue sell ratings.
Here are some recent analyst ratings:
- Barclays issued a "Overweight" rating on 01/30/2026
- JP Morgan issued a "Overweight" rating on 01/30/2026
- Jefferies issued a "Buy" rating on 01/30/2026
- JMP Securities issued a "Market Outperform" rating on 10/09/2025
- Morgan Stanley issued a "Overweight" rating on 10/01/2025
- Goldman Sachs issued a "Buy" rating on 09/12/2025
To track analyst ratings and price targets for $LPLA, check out Quiver Quantitative's $LPLA forecast page.
$LPLA Price Targets
Multiple analysts have issued price targets for $LPLA recently. We have seen 11 analysts offer price targets for $LPLA in the last 6 months, with a median target of $435.0.
Here are some recent targets:
- Bill Katz from TD Cowen set a target price of $378.0 on 01/30/2026
- Benjamin Budish from Barclays set a target price of $435.0 on 01/30/2026
- Michael Cho from JP Morgan set a target price of $439.0 on 01/30/2026
- Gerald O'Hara from Jefferies set a target price of $440.0 on 01/30/2026
- Michael Cyprys from Morgan Stanley set a target price of $447.0 on 12/22/2025
- Michael Brown from UBS set a target price of $406.0 on 12/11/2025
- Christopher Allen from Citigroup set a target price of $380.0 on 10/31/2025
Full Release
SAN DIEGO, Feb. 17, 2026 (GLOBE NEWSWIRE) -- LPL Financial LLC announced today that Jason Mochi of Shoreline Private Wealth Management has joined LPL Financial’s broker-dealer and Registered Investment Advisor (RIA) platform. They reported serving approximately $275 million in advisory, brokerage and retirement plan assets* and join LPL from Morgan Stanley.
Based in Santa Barbara, Calif., Mochi brings over 30 years of industry experience and serves a clientele of high-net-worth individuals, primarily those nearing or in retirement. His approach is rooted in listening, disciplined strategy and independent judgment, delivering wealth management aligned with clients’ long-term goals and best interests.
“Shoreline offers a white glove, boutique, family focused office experience, built on personal attention and long-term relationships rather than transactional interactions,” said Mochi. “We emphasize clarity, comprehensive planning, and an environment where independence keeps the client’s best interest at the center of every decision.”
Why Shoreline Private Wealth Management Chose LPL
The Shoreline team — which also includes Client Relationship Manager Janet Waller — selected LPL for its scale, platform strength, and support for a high touch, client first service model.
“With independence as the foundation, I chose LPL for its scale and platform because it enables us to deliver customized advice and a high touch client experience without compromise,” said Mochi. “By becoming independent, we are sharpening our focus on what matters most — our clients. Every decision we make is guided by our responsibility to act in our clients’ best interests. Technology and independence give us the freedom to choose best-in-class tools that elevate advice and deepen personalization.”
Scott Posner, managing director of business development at LPL, said, “We are excited to welcome Jason to LPL. His commitment to independence, personalization and delivering a top-notch client experience aligns with LPL’s mission to equip advisors with the innovative technology and comprehensive business solutions they need to grow and differentiate their practices. We look forward to supporting Shoreline as they embark on this next chapter.”
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About LPL Financial
LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports over 32,000 financial advisors and the wealth management practices of approximately 1,200 financial institutions, servicing and custodying approximately $2.4 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com .
Securities and advisory services offered through LPL Financial LLC (“LPL Financial”), a registered investment adviser and broker-dealer. Member FINRA/SIPC. Shoreline Private Wealth Management and LPL Financial are separate entities.
*Value approximated based on asset and holding details provided to LPL from end of year, 2024.
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