Beneficient announces regained Nasdaq compliance for bid price and warrants listing requirements, ensuring full compliance with market standards.
Quiver AI Summary
Beneficient, a technology-driven platform that offers exit opportunities and capital solutions for alternative asset holders, announced that it has regained compliance with Nasdaq's minimum bid price and continued listing requirements, allowing it to meet all listing standards on The Nasdaq Capital Market. The notice, dated January 2, 2026, confirms that the company is fully compliant with Nasdaq regulations. Beneficient aims to democratize access to alternative asset investments for mid-to-high net worth individuals and small to mid-sized institutions, while its subsidiary is regulated under Kansas' TEFFI Act. The press release also includes a caution about forward-looking statements related to future business performance and the inherent uncertainties involved.
Potential Positives
- The Company has regained compliance with Nasdaq's minimum bid price requirement, enhancing its standing in the market.
- Beneficient is now fully compliant with The Nasdaq Capital Market’s listing requirements, which could bolster investor confidence.
- Their mission to democratize access to alternative asset investments may attract interest from underserved investors and institutions.
- The subsidiary’s charter under the Kansas TEFFI Act reflects a commitment to regulatory oversight, potentially enhancing credibility and trust with investors.
Potential Negatives
- The press release indicates that the company was previously non-compliant with Nasdaq listing requirements, which may raise concerns about its financial stability and governance practices.
- The mention of forward-looking statements underscores inherent uncertainties in the company's future performance, which could lead to investor skepticism.
- The focus on "democratizing" investments suggests the company is targeting a segment of the market that may be less experienced or sophisticated, potentially leading to challenges in managing expectations and delivering value.
FAQ
What recent compliance announcement did Beneficient make?
Beneficient announced it has regained compliance with Nasdaq's minimum bid price and warrant listing requirements.
What services does Beneficient provide?
Beneficient offers exit opportunities, primary capital solutions, and trust and custody services for holders of alternative assets.
Who are Beneficient's target investors?
Beneficient targets mid-to-high net worth individuals, small-to-midsized institutions, and general partners seeking exit options.
What does Beneficient's subsidiary do?
Beneficient Fiduciary Financial provides fiduciary financial services under the Kansas TEFFI Act with regulatory oversight.
Where can I find more information about Beneficient?
More information can be found on Beneficient's website at www.trustben.com or on their LinkedIn page.
Disclaimer: This is an AI-generated summary of a press release distributed by GlobeNewswire. The model used to summarize this release may make mistakes. See the full release here.
$BENF Revenue
$BENF had revenues of $-2.8M in Q2 2026. This is a decrease of -132.27% from the same period in the prior year.
You can track BENF financials on Quiver Quantitative's BENF stock page.
$BENF Hedge Fund Activity
We have seen 6 institutional investors add shares of $BENF stock to their portfolio, and 11 decrease their positions in their most recent quarter.
Here are some of the largest recent moves:
- STIFEL FINANCIAL CORP removed 144,900 shares (-100.0%) from their portfolio in Q3 2025, for an estimated $137,828
- HRT FINANCIAL LP removed 75,757 shares (-100.0%) from their portfolio in Q3 2025, for an estimated $72,060
- VIRTU FINANCIAL LLC removed 55,847 shares (-100.0%) from their portfolio in Q3 2025, for an estimated $53,121
- AUSDAL FINANCIAL PARTNERS, INC. removed 49,136 shares (-40.0%) from their portfolio in Q3 2025, for an estimated $46,738
- UBS GROUP AG removed 47,512 shares (-84.7%) from their portfolio in Q3 2025, for an estimated $45,193
- CITADEL ADVISORS LLC removed 35,870 shares (-100.0%) from their portfolio in Q3 2025, for an estimated $34,119
- MAREX GROUP PLC added 30,302 shares (+inf%) to their portfolio in Q3 2025, for an estimated $28,823
To track hedge funds' stock portfolios, check out Quiver Quantitative's institutional holdings dashboard.
Full Release
DALLAS, Jan. 05, 2026 (GLOBE NEWSWIRE) -- Beneficient (the “Company”) (Nasdaq: BENF), a technology-enabled platform providing exit opportunities and primary capital solutions and related trust and custody services to holders of alternative assets, today announced that, by letter dated January 2, 2026, the Company was notified by The Nasdaq Stock Market, LLC (“Nasdaq”) that the Company had regained compliance with (i) the minimum bid price requirement under Nasdaq Listing Rule 5550(a)(2) and (ii) the continued listing requirements for warrants under Nasdaq Listing Rule 5560(a). As a result, the Company is in full compliance with The Nasdaq Capital Market’s listing requirements.
About Beneficient
Beneficient (Nasdaq: BENF) – Ben, for short – is on a mission to democratize the global alternative asset investment market by providing traditionally underserved investors − mid-to-high net worth individuals, small-to-midsized institutions and general partners seeking exit options, anchor commitments and valued-added services for their funds – with solutions that could help them unlock the value in their alternative assets.
Its subsidiary, Beneficient Fiduciary Financial, L.L.C., received its charter under the State of Kansas’ Technology-Enabled Fiduciary Financial Institution (TEFFI) Act and is subject to regulatory oversight by the Office of the State Bank Commissioner.
For more information, visit www.trustben.com or follow us on LinkedIn.
Forward-Looking Statements
This press release contains forward-looking statements within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. Forward-looking statements include, but are not limited to, statements regarding our ability to create shareholder value and execute on our business strategy. The words “anticipate,” “believe,” “continue,” “could,” “estimate,” “expect,” “intends,” “may,” “might,” “plan,” “possible,” “potential,” “predict,” “project,” “should,” “would” and similar expressions may identify forward-looking statements, but the absence of these words does not mean that a statement is not forward-looking. Forward-looking statements are based on our management’s beliefs, as well as assumptions made by, and information currently available to, them. Because such statements are based on expectations as to future financial and operating results and are not statements of fact, actual results may differ materially from those projected.
Important factors that could cause actual results to differ materially from those expressed in the forward-looking statements include, among others, the risks, uncertainties, and factors set forth under “Risk Factors” in the Company’s most recent Annual Report on Form 10-K and its subsequently filed Quarterly Reports on Form 10-Q and the risks and uncertainties contained in the Company’s Current Reports on Form 8-K. Forward-looking statements speak only as of the date they are made. The Company assumes no obligation to update forward-looking statements to reflect actual results, subsequent events, or circumstances or other changes affecting such statements except to the extent required by applicable law. Forward-looking statements speak only as of the date they are made. Readers are cautioned not to put undue reliance on forward-looking statements, and, except as required by law, the Company assumes no obligation and does not intend to update or revise these forward-looking statements, whether as a result of new information, future events, or otherwise.
Contacts
Matt Kreps: 214-597-8200, [email protected]
Michael Wetherington: 214-284-1199, [email protected]
Investor Relations: [email protected]
