Aqua Metals raised $13 million via a direct offering for lithium battery recycling, enhancing its working capital and operations.
Quiver AI Summary
Aqua Metals, Inc. has announced the successful completion of a registered direct offering, raising $13 million from a leading institutional investor through the sale of 1,133,794 shares of common stock and prefunded warrants at a price of $11.34 each. Alongside this, the company initiated a private placement of unregistered warrants that are immediately exercisable for shares at the same price, valid for five years. The deal, which is expected to close on October 16, 2025, will provide funds for working capital and general corporate purposes. The offering was facilitated by The Benchmark Company LLC, which served as the sole placement agent. Aqua Metals focuses on sustainable lithium battery recycling using its AquaRefining™ technology, aimed at decreasing emissions and supporting circular supply chains for critical minerals.
Potential Positives
- Aqua Metals raised $13 million in gross proceeds through a registered direct offering, which can bolster the company's financial position.
- The funds are designated for working capital and general corporate purposes, indicating a strategic investment in the company's growth and sustainability initiatives.
- The offering is part of the company's efforts to establish itself as a leader in sustainable lithium battery recycling with its AquaRefining™ technology, aligning with increasing market demand for sustainable energy solutions.
Potential Negatives
- The issuance of unregistered warrants may raise concerns about future dilution of existing shareholders' equity, as these warrants can exert downward pressure on the stock price when exercised.
- Relying on a registered direct offering indicates the company may need immediate capital, potentially signaling liquidity concerns.
- The company warns of risks associated with forward-looking statements, indicating uncertainty around the completion of the offering and the potential impact on financial stability.
FAQ
What is Aqua Metals' recent financial announcement?
Aqua Metals announced it raised $13 million through a registered direct offering and a concurrent private placement.
How many shares of stock were involved in the offering?
The offering involved a total of 1,133,794 shares of common stock and/or prefunded warrants.
What will Aqua Metals use the proceeds for?
The net proceeds will be used for working capital and general corporate purposes.
Who acted as the placement agent for the transaction?
The Benchmark Company LLC, a StoneX Company, served as the sole placement agent and financial advisor.
How can investors access the final prospectus related to the offering?
Investors can obtain electronic copies of the final prospectus on the SEC’s website or by contacting The Benchmark Company.
Disclaimer: This is an AI-generated summary of a press release distributed by GlobeNewswire. The model used to summarize this release may make mistakes. See the full release here.
$AQMS Hedge Fund Activity
We have seen 3 institutional investors add shares of $AQMS stock to their portfolio, and 0 decrease their positions in their most recent quarter.
Here are some of the largest recent moves:
- SUSQUEHANNA INTERNATIONAL GROUP, LLP added 12,075 shares (+inf%) to their portfolio in Q2 2025, for an estimated $58,563
- ROYAL BANK OF CANADA added 1,722 shares (+inf%) to their portfolio in Q2 2025, for an estimated $8,351
- BANK OF AMERICA CORP /DE/ added 474 shares (+inf%) to their portfolio in Q2 2025, for an estimated $2,298
To track hedge funds' stock portfolios, check out Quiver Quantitative's institutional holdings dashboard.
Full Release
RENO, Nev., Oct. 15, 2025 (GLOBE NEWSWIRE) -- Aqua Metals, Inc. (NASDAQ: AQMS), a pioneer in sustainable lithium battery recycling with its proprietary AquaRefining™ technology, today announced it has raised $13 million in gross proceeds from a leading institutional investor through a registered direct offering priced at-the-market under Nasdaq rules for the purchase and sale of a total of 1,133,794 shares of common stock and/or prefunded warrants to purchase shares of common stock at a purchase price of $11.34 per share/prefunded warrant. In a concurrent private placement, the Company also issued unregistered warrants to purchase up to 1,133,794 shares of common stock at an exercise price of $11.34 per share which are immediately exercisable for a period of five years following the date of issuance. The offering is expected to close on Thursday, October 16, 2025.
The gross proceeds to the Company from the offering were approximately $13 million before deducting placement agent fees and other offering expenses payable by the Company. The Company intends to use the net proceeds from the offering for working capital and general corporate purposes.
The Benchmark Company LLC, a StoneX Company, served as sole placement agent and financial advisor for the transaction.
The common stock (but not the unregistered warrants and the shares of common stock underlying the unregistered warrants) described above were offered by the Company pursuant to a “shelf” registration statement on Form S-3 (File No. 333-267780) that was declared effective by the Securities and Exchange Commission (the “SEC”) on October 19, 2022. The offering of the shares of common stock was made only by means of a prospectus, including a prospectus supplement, forming a part of the effective registration statement. A final prospectus supplement and accompanying prospectus relating to the registered direct offering were filed with the SEC. Electronic copies of the final prospectus supplement and accompanying prospectus may be obtained on the SEC’s website at http://www.sec.gov or by contacting The Benchmark Company, LLC at: 150 East 58th Street, 17th Floor, New York, NY 10155, Attention: Prospectus Department, or by email at [email protected].
The unregistered warrants described above were offered in a private placement under Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities Act”), and/or Regulation D promulgated thereunder and, along with the shares of common stock underlying such unregistered warrants, have not been registered under the Securities Act, or applicable state securities laws. Accordingly, the unregistered warrants and underlying shares of common stock may not be offered or sold in the United States except pursuant to an effective registration statement or an applicable exemption from the registration requirements of the Securities Act and such applicable state securities laws.
This press release does not constitute an offer to sell or the solicitation of an offer to buy these securities, nor shall there be any sale of these securities in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to the registration or qualification under the securities laws of any such jurisdiction.
About Aqua Metals
Aqua Metals (NASDAQ: AQMS) is revolutionizing metals recycling with its proprietary AquaRefining™ technology, delivering high-purity, low-carbon battery materials to meet the growing demand for sustainable energy storage. The Company’s innovation-driven approach reduces emissions, eliminates waste streams, and supports the establishment of a circular supply chain for critical minerals essential to electric vehicles and grid storage. For more information, visit www.aquametals.com .
Aqua Metals Social Media
Aqua Metals has used, and intends to continue using, its investor relations website ( https://ir.aquametals.com ), in addition to its X, Threads, LinkedIn and YouTube accounts at https://x.com/AquaMetalsInc (@AquaMetalsInc), https://www.threads.net/@aquametalsinc (@aquametalsinc), https://www.linkedin.com/company/aqua-metals-limited and https://www.youtube.com/@AquaMetals respectively, as means of disclosing material non-public information and for complying with its disclosure obligations under Regulation FD.
Safe Harbor
This press release contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995 regarding the intended use of proceeds from the offering. Forward-looking statements involve known and unknown risks, uncertainties and other factors that could cause actual results to differ materially, including that the offering is subject to customary closing conditions and there can be no assurance as to whether or when the offering may be completed and those risks disclosed in under the caption “Risk Factors” in the prospectus supplement filed related to the offering. The Company cautions readers not to place undue reliance on any forward-looking statements. The Company does not undertake and specifically disclaims any obligation to update or revise such statements to reflect new circumstances or unanticipated events as they occur, except as required by law.
Contact Information
Investor Relations
Bob Meyers & Rob Fink
FNK IR
646-878-9204
[email protected]
Media
David Regan
Aqua Metals
415-336-3553
[email protected]